|
⚲
|
| AlphaSimplex Group LLC
✚
|
|
|---|---|
| CRD # | 128356 |
| SEC # | 801-62448 |
| CIK # | 0001387941 |
| AUM | $5.8 BB (2023-03-22) |
| Employees | 41 (44% Investors, 0% Brokers) |
| Phone | 617-475-7100 |
| Address | 200 State Street Boston, MA 02109 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Adaptive Trend Fund LP | [2017-03-30] | 306.0 | 725.5 |
| HF | AlphaSimplex ATS Fund LP | 2014-02-26 | 13.5 | |
| HF | AlphaSimplex Quantitative Global Macro Fund LP | 2012-03-30 | 128.4 | |
| HF | Permal Alpha Simplex Ltd | 2012-03-30 | 127.1 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 3.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 1.5 |
| (g) Pension and profit sharing plans | 0 | 0.2 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 15 | 5.8 |
| By Discretionary | ||
| Discretionary | 15 | 5.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 15 | 5.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.0 | |
| United States Persons | 4.8 | |
| Total | 15 | 5.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| AlphaSimplex Group LLC | 2 | ||
| AlphaSimplex GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001387941] |
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