|
⚲
|
| Cherokee & Walker Management LLC
✚
|
|
|---|---|
| CRD # | 160962 |
| SEC # | 801-113327 |
| CIK # | |
| AUM | $139.0 MM (2023-03-31) |
| Employees | 7 (57% Investors, 0% Brokers) |
| Phone | 801-278-7800 |
| Address | 6440 South Wasatch Boulevard Salt Lake City, UT 84121 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| VC | Cherokee & Walker Fund II LLC | 2018-04-30 | 1.9 | |
| Other | Red Bridge Capital III LLC | [2018-04-30] | 18.0 | 43.4 |
| Other | Red Bridge Capital II LLC | [2018-04-30] | 7.2 | 71.5 |
| Other | Red Bridge Capital LLC | 2018-04-30 | 4.4 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 2 | 6.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 121.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 11.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 139.0 |
| By Discretionary | ||
| Discretionary | 4 | 121.2 |
| Non-Discretionary | 4 | 17.8 |
| Total | 8 | 139.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 139.0 | |
| Total | 8 | 139.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Shane Peery | 19 | ||
| J Jenkins | 19 | ||
| James Jenkins | 18 | ||
| Paul Erickson | 12 | ||
| Duane Moss | 9 | ||
| Brent Wilson | 8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Griffiths Dreher & Evans PS CPAS
✚
|
WA | 0.1 |
|
Dominguez Wealth Management Solutions Inc
✚
|
VA | 0.1 |
|
Define Financial LLC
✚
|
CA | 0.1 |
|
Independent Wealth Management LLC
✚
|
MI | 0.1 |
|
Worth Financial Advisory Group LLC
✚
|
NC | 0.1 |
|
Michael Brady & Co LLC
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|
OH | 0.1 |
|
IBN Financial Services Inc
✚
|
NY | 0.1 |
|
Michels Family Financial LLC
✚
|
TX | 0.1 |
|
TTG Financial Inc
✚
|
OH | 0.1 |
|
Spring Capital Management LLC
✚
|
TX | 0.1 |