|
⚲
|
| Excel Securities & Associates Inc
✚
|
|
|---|---|
| CRD # | 16629 |
| SEC # | 801-69225 |
| CIK # | |
| AUM | $344.3 MM (2023-03-31) |
| Employees | 24 (75% Investors, 75% Brokers) |
| Phone | 585-424-1234 |
| Address | 200 Canal View Blvd Rochester, NY 14623 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,141 | 344.3 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,721 | 344.3 |
| By Discretionary | ||
| Discretionary | 2,403 | 300.9 |
| Non-Discretionary | 318 | 43.4 |
| Total | 2,721 | 344.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 344.3 | |
| Total | 2,721 | 344.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Jacobsen Capital Management LLC
✚
|
UT | 0.3 |
|
Reston Wealth Management LLC
✚
|
VA | 0.3 |
|
Adkins Seale Capital Management LLC
✚
|
LA | 0.3 |
|
Morse Asset Management Inc
✚
|
CT | 0.3 |
|
Virtus Family Office LLC
✚
|
TX | 0.3 |
|
Morris Financial Concepts Inc
✚
|
SC | 0.3 |
|
Stewart Wealth Management Inc
✚
|
CA | 0.3 |
|
RMR Wealth Advisors LLC
✚
|
WI | 0.3 |
|
Meridian Financial Partners LLC
✚
|
VA | 0.3 |
|
Premier Wealth Advisors LLC
✚
|
CA | 0.3 |