|
⚲
|
| Firsthand Capital Management Inc
✚
|
|
|---|---|
| CRD # | 150647 |
| SEC # | 801-70365 |
| CIK # | 0001476179 |
| AUM | $127.9 MM (2023-03-30) |
| Employees | 7 (29% Investors, 29% Brokers) |
| Phone | 408-886-7096 |
| Address | 150 Almaden Blvd San Jose, CA 95113 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| VC | Sivest Venture Partners LP | [2012-01-25] | 0.5 | 0.1 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.1 |
| (e) Business development companies | 1 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 0.1 |
| By Discretionary | ||
| Discretionary | 3 | 0.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 0.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.1 | |
| Total | 3 | 0.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Kevin Landis | 18 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001476179] | |
| SC 13G | [0001476179] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Firsthand Capital Management Inc | Mattson Technology Inc | [2015-07-14] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Bardin Hill Arbitrage IC Management LP
✚
|
NY | 0.1 |
|
Syntax Advisors LLC
✚
|
NY | 0.1 |
|
Long Short Advisors LLC
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|
FL | 0.1 |
|
Falcon Bridge Capital II LLC
✚
|
CA | 0.1 |
|
Nexannuity Asset Management LP
✚
|
TX | 0.1 |
|
Lloyd George Management HK Limited
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|
0.1 | |
|
Rising TIDE Fund Managers LLC
✚
|
CA | 0.1 |
|
Aspiration Fund Adviser LLC
✚
|
CA | 0.1 |
|
Perigee Capital LP
✚
|
FL | 0.1 |
|
Red Rocks Capital LLC
✚
|
CO | 0.1 |