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| Forward Management LLC
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|---|---|
| CRD # | 109193 |
| SEC # | 801-55746 |
| CIK # | 0001385864 |
| AUM | $860.4 MM (2022-12-05) |
| Employees | 44 (7% Investors, 41% Brokers) |
| Phone | 415-869-6300 |
| Address | 244 California Street San Francisco, CA 94111 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001385864 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Prev | Page 1 | Next |
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Salient Convexity Fund LP | [2017-03-30] | 2.4 | 38.6 |
| HF | Salient Convexity Offshore Fund Ltd | [2017-03-30] | 30.0 | 28.2 |
| HF | Forward Asymmetry Global Healthcare Master Fund LP | [2013-07-01] | 16.0 | 9.7 |
| HF | Forward Asymmetry Global Healthcare Fund LP | [2013-01-02] | 124.6 | 102.5 |
| HF | Forward Buffered Equity Fund I LP | [2012-03-01] | 10.0 | 11.8 |
| HF | Forward Endurance Fund LP | [2012-03-01] | 17.7 | 7.0 |
| HF | Kensington Realty Income Fund LP | 2012-03-01 | 5.7 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 118 | 0.0 |
| (b) Individuals (high net worth individuals) | 29 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 0.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 0.0 |
| (h) Charitable organizations | 5 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 170 | 0.9 |
| By Discretionary | ||
| Discretionary | 170 | 0.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 170 | 0.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.9 | |
| Total | 170 | 0.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| Paul Stevenson | 102 | |||
| Paul Bachtold | 44 | |||
| Jeremy Radcliffe | 67 | |||
| Scott Craven Jones | 12 | |||
| John Blaisdell | 38 | |||
| William Guinn | 10 | |||
| William Hunt | 27 | |||
| Jonathan Depriest | 7 | |||
| Salient Liquid Alts GP LP | 7 | |||
| Forward Management LLC | 6 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001385864] | |
| SC 13G | [0001385864] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Iridian Asset Management LLC
✚
|
CT | 0.9 |
|
Lake Hill Capital Management LLC
✚
|
NY | 0.9 |
|
Martin Investment Management LLC
✚
|
FL | 0.9 |
|
Tran Capital Management LP
✚
|
CA | 0.9 |
|
Parthenon LLC
✚
|
KY | 0.9 |
|
Wescap Management Group Inc
✚
|
CA | 0.8 |
|
RJA Asset Management LLC
✚
|
CT | 0.8 |
|
Santa Lucia Asset Management PTE Ltd
✚
|
0.8 | |
|
Warberg Asset Management LLC
✚
|
IL | 0.8 |
|
ESM Management LLC
✚
|
MA | 0.8 |