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Hennessy Advisors Inc
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CRD # | 110770 |
SEC # | 801-36288 |
CIK # | 0001145255 |
AUM | $3.0 BB (2023-01-03) |
Employees | 19 (42% Investors, 11% Brokers) |
Phone | 415-899-1555 |
Address | 7250 Redwood Boulevard Novato, CA 94945 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
KMI | 39.0 | 0.0 | |
LNG | 34.3 | 0.0 | |
SRE | 47.5 | 0.0 | |
ATO | 15.4 | 0.0 | |
SO | 75.0 | 0.0 | |
ENB | 86.2 | 0.0 | |
OKE | 25.4 | 0.0 | |
TRP | 52.7 | 0.0 | |
SMCI | 2.2 | 0.0 | |
ASO | 3.1 | 0.0 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | Hennessy Micro Cap Growth Fund LLC | [2011-12-05] | 2.8 | 1.4 |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 17 | 3.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 17 | 3.0 |
By Discretionary | ||
Discretionary | 17 | 3.0 |
Non-Discretionary | 0 | 0.0 |
Total | 17 | 3.0 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 3.0 | |
Total | 17 | 3.0 |
Form D Directors | # Filings | # Firms | 2011 - 2023 |
---|---|---|---|
Daniel Steadman | 1 | ||
Neil Hennessy | 1 | ||
Teresa Nilsen | 1 | ||
Managing Member Hennessy Advisors Inc | 1 |
EDGAR Form | CIK | 2011 - 2023 |
---|---|---|
10-K | [0001145255] | |
10-Q | [0001145255] | |
13F-HR | [0001145255] | |
3 | [0001145255] | |
4 | [0001145255] | |
5 | [0001145255] | |
8-K | [0001145255] | |
SC 13D | [0001145255] | |
SC 13G | [0001145255] |
Form 13D/13G Filer | Form 13D/13G Subject | Filed |
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Eden Douglas Todd | Hennessy Advisors Inc | [2022-12-01] |
Eden Douglas Todd | Hennessy Advisors Inc | [2020-11-02] |
Almond Charles M | Hennessy Advisors Inc | [2015-06-18] |
Keeley Asset Management Corp | Hennessy Advisors Inc | [2014-02-07] |
[2012-03-20] |
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---|---|---|
Advantage Advisers Multi-Manager LLC
✚
|
NY | 3.0 |
Cross Ocean Partners Management LP
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CT | 3.0 |
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NY | 3.0 |
Deepcurrents Investment Group LLC
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NY | 3.0 |
J Goldman & Co LP
✚
|
NY | 3.0 |
Tetragon Financial Management LP
✚
|
NY | 3.0 |
Alpine Associates Management Inc
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|
NJ | 3.0 |
Waratah Capital Advisors Ltd
✚
|
2.9 | |
Hound Partners LLC
✚
|
NY | 2.9 |
Park West Asset Management LLC
✚
|
CA | 2.9 |