|
⚲
|
| Keystone Financial Group LLC
✚
|
|
|---|---|
| CRD # | 170201 |
| SEC # | 801-79274 |
| CIK # | 0001815148, 0000924069, 0000806250, 0001729299 |
| AUM | $1.2 BB (2023-03-29) |
| Employees | 39 (72% Investors, 72% Brokers) |
| Phone | 859-317-8316 |
| Address | 527 Wellington Way, Ste 225 Lexington, KY 40503 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,993 | 735.1 |
| (b) Individuals (high net worth individuals) | 179 | 488.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 9 | 2.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 16.5 |
| (n) Other | 0 | 0.0 |
| Total | 5,191 | 1,243.1 |
| By Discretionary | ||
| Discretionary | 5,110 | 1,229.3 |
| Non-Discretionary | 81 | 13.8 |
| Total | 5,191 | 1,243.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,243.1 | |
| Total | 5,191 | 1,243.1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0000806250] | |
| 3 | [0000924069] | |
| 13F-HR | [0001729299] | |
| D | [0001815148] |
| Form 3/4/5 Subject | 2011 - 2023 |
|---|---|
| Keystone Group LP | |
| EGAIN Corp | |
| Keystone MGP, LLC |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Baltimore-Washington Financial Advisors Inc
✚
|
MD | 1.4 |
|
Berger Financial Group Inc
✚
|
MN | 1.4 |
|
The Retirement Planning Group Inc
✚
|
KS | 1.3 |
|
Salomon and Ludwin LLC
✚
|
VA | 1.2 |
|
Ullman John & Associates Inc
✚
|
NY | 1.2 |
|
Forte Capital LLC
✚
|
NY | 1.1 |
|
Straightline Group LLC
✚
|
MI | 1.0 |
|
Townsend & Associates Inc
✚
|
CO | 1.0 |
|
Virtue Capital Management LLC
✚
|
TN | 0.9 |
|
HYA Advisors Inc
✚
|
MO | 0.9 |