|
⚲
|
| KWK Management LLC
✚
|
|
|---|---|
| CRD # | 131097 |
| SEC # | 801-64987 |
| CIK # | |
| AUM | $222.3 MM (2023-03-14) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 310-536-8560 |
| Address | 2041 Rosecrans Ave El Segundo, CA 90245 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Bankers Advisory Fund LLC | [2012-03-30] | 34.5 | 3.3 |
| HF | Coastview Equity Partners LP | 2012-03-30 | 8.8 | |
| HF | KWK Merger Arbitrage Fund LP | [2012-03-30] | 15.4 | 17.2 |
| HF | KWK Opportunity Fund LP | [2012-03-30] | 0.9 | 0.2 |
| HF | KWK Partners LP | [2012-03-30] | 242.1 | 225.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 222.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 222.3 |
| By Discretionary | ||
| Discretionary | 2 | 222.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 222.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.9 | |
| United States Persons | 218.4 | |
| Total | 2 | 222.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Kwk Management LLC | 31 | ||
| Lpgp LLC | 29 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
RDST Capital LLC
✚
|
WA | 0.2 |
|
Robertson Opportunity Capital LLC
✚
|
TX | 0.2 |
|
Millrace Asset Group Inc
✚
|
PA | 0.2 |
|
Prime Meridian Capital Management LLC
✚
|
CA | 0.2 |
|
Greenlea Lane Capital Management LLC
✚
|
CT | 0.2 |
|
Mercator Management USA LP
✚
|
NJ | 0.2 |
|
Patient Capital Management LLC
✚
|
MD | 0.2 |
|
Square Circle IA LP
✚
|
MA | 0.2 |
|
KORR Acquisitions Group Inc
✚
|
NY | 0.2 |
|
Redwood Grove Capital LLC
✚
|
CA | 0.2 |