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| Mistral Capital Management LLC
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|---|---|
| CRD # | 160013 |
| SEC # | 801-74204 |
| CIK # | 0001695155 |
| AUM | $40.1 MM (2023-03-31) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 212-616-9600 |
| Address | 501 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | MEP Co-Invest LLC | 2012-02-15 | 7.1 | |
| PE | Mistral Equity Partners LP | [2012-02-15] | 286.8 | 26.8 |
| PE | Mistral Equity Partners QP LP | [2012-02-15] | 286.8 | 10.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 37.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 2.4 |
| Total | 3 | 40.1 |
| By Discretionary | ||
| Discretionary | 3 | 40.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 40.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 40.1 | |
| Total | 3 | 40.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Andrew Heyer | 9 | ||
| Mistral Equity GP LLC | 2 | ||
| Mistral Capital Management LLC | 2 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 3 | [0001695155] | |
| 4 | [0001695155] |
| Form 3/4/5 Subject | 2011 - 2023 |
|---|---|
| Mistral Spa Holdings, LLC | |
| XWELL, Inc. | |
| Heyer Andrew R | |
| Mistral Capital Management, LLC |
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