Nikko Asset Management Americas Inc

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Nikko Asset Management Americas Inc
CRD #824
SEC #801-60881
CIK #0001480751
AUM $15.6 BB (2022-12-14)
Employees 29 (31% Investors, 7% Brokers)
Phone212-610-6100
Address605 Third Avenue
New York, NY 10158
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
25201510502001200820162024
Sector Form 13F Holdings Cap ($BB) Value ($BB)
SQ 38.1 0.6
COIN 13.4 0.5
TSLA 723.4 0.5
SHOP 4,418.2 0.5
ROKU 12.1 0.5
PATH 10.9 0.5
ZM 33.8 0.4
TWLO 16.6 0.3
MELI 33.5 0.2
RBLX 20.5 0.2
View All
Holdings by Sector ($BB)
30241812602011201520192024
Type Form D Funds Date Sold ($MM) AUM ($MM)
Other International Select Equity Fund LLC [2016-06-29] 10.8 13.8
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 2 0.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 5 15.4
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 1 0.1
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 24 15.6
By Discretionary
Discretionary 20 15.5
Non-Discretionary 4 0.1
Total 24 15.6
By Non-United States Persons
Non-United States Persons 15.4
United States Persons 0.2
Total 24 15.6
Form D Directors # Filings # Firms 2011 - 2023
Marvin Rosen 16
Gary Beckham 4
Andrew Long 3
Lawrence Prager 2
Kenneth Cook 2
Junichi Sayato 1
Marc Steglitz 1
Nikko Asset Management Europe Ltd 1
Kunihiro Asai 1
John Daniello 1
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EDGAR Form CIK 2011 - 2023
13F-HR [0001480751]
SC 13G [0001480751]
Form 13D/13G Filer Form 13D/13G Subject Filed
Nikko Asset Management Americas Inc Twist Bioscience Corp [2023-02-10]
Nikko Asset Management Americas Inc ROKU Inc [2023-02-10]
Nikko Asset Management Americas Inc Uipath Inc [2023-02-10]
Nikko Asset Management Americas Inc Teladoc Health Inc [2022-02-14]
Nikko Asset Management Americas Inc Pacific Biosciences of California Inc [2022-02-14]
Nikko Asset Management Americas Inc NIU Technologies [2022-02-14]
Nikko Asset Management Americas Inc Blade Air Mobility Inc [2022-02-14]
Nikko Asset Management Americas Inc Arcturus Therapeutics Holdings Inc [2022-02-14]
Nikko Asset Management Americas Inc Proto Labs Inc [2021-02-11]
Nikko Asset Management Americas Inc LendingTree Inc [2021-02-11]
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Comparable Firms State AUM ($BB)
Federated Hermes UK LLP
16.2
Comgest Asset Management International Limited
15.9
Longview Partners LLP
15.8
Longview Partners Guernsey Limited
15.8
Fiduciary Counselors Inc
DC 15.7
Regions Investment Management Inc
AL 15.6
Callan LLC
CA 15.4
HRL Morrison & Co US LLC
NY 15.4
Monroe Capital Management Advisors LLC
IL 15.2
Cantillon Capital Management LLC
NY 15.0
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