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Nomura Global Alpha LLC
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CRD # | 147302 |
SEC # | 801-69212 |
CIK # | |
AUM | |
Employees | 3 (100% Investors, 0% Brokers) |
Phone | 212-667-1414 |
Address | Worldwide Plaza New York, NY 10019-7316 |
Source | [IAPD] [Website] |
Total AUM ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | NGA Futures Fund Limited | 2015-05-26 | 4.5 | |
HF | NGA Capital Fund Limited | [2012-03-29] | 1.1 | 63.9 |
HF | NGA Institutional Libor Fund Limited | [2012-03-29] | 64.5 | 90.7 |
AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 3 | 0.1 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 3 | 0.1 |
By Discretionary | ||
Discretionary | 1 | 0.1 |
Non-Discretionary | 2 | 0.1 |
Total | 3 | 0.1 |
By Non-United States Persons | ||
Non-United States Persons | 0.1 | |
United States Persons | 0.0 | |
Total | 3 | 0.1 |
Form D Directors | # Filings | # Firms | 2011 - 2023 | |
---|---|---|---|---|
Geoff Ruddick | 242 | |||
Ian Goodall | 141 | |||
Tim Woolaver | 81 | |||
Yutaka Itabashi | 5 | |||
Nomura Global Alpha LLC | 5 | |||
Hiromichi Aoki | 4 | |||
Masashi Terachi | 3 | |||
Shigeru Shinohara | 3 | |||
Kiyohiro Yamana | 2 | |||
Hiroshi Terasaki | 1 | |||
View All |
Related Firms | State | AUM ($BB) |
---|---|---|
Nomura Corporate Research and Asset Management Inc
✚
|
NY | 33.4 |
Nomura Asset Management UK Limited
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|
31.7 | |
Nomura Asset Management Singapore Limited
✚
|
12.5 | |
Nomura Asset Management USA Inc
✚
|
NY | 0.5 |
Nomura Asset Management Co Ltd
✚
|
0.0 | |
Nomura Global Alpha LLC
✚
|
NY | 0.0 |
Nomura Securities International Inc
✚
|
NY | 0.0 |