|
⚲
|
| Red Oak Capital Management Inc
✚
|
|
|---|---|
| CRD # | 284188 |
| SEC # | 801-112768 |
| CIK # | |
| AUM | $85.0 MM (2023-02-17) |
| Employees | 10 (80% Investors, 20% Brokers) |
| Phone | 630-352-0051 |
| Address | 1415 W 22nd Street Oak Brook, IL 60523 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 290 | 41.6 |
| (b) Individuals (high net worth individuals) | 72 | 43.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 687 | 85.0 |
| By Discretionary | ||
| Discretionary | 687 | 85.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 687 | 85.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 85.0 | |
| Total | 687 | 85.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
AG Global Advisors LLC
✚
|
AZ | 0.1 |
|
GEA Sphere LLC
✚
|
RI | 0.1 |
|
Roumell Asset Management LLC
✚
|
MD | 0.1 |
|
Weber Global Management Inc
✚
|
UT | 0.1 |
|
Burnham & Company LLC
✚
|
MI | 0.1 |
|
Ancora West Advisors LLC
✚
|
NV | 0.1 |
|
Mussett Wealth Management LLC
✚
|
NY | 0.1 |
|
Capital Management Consultants Inc
✚
|
IL | 0.1 |
|
Clearview Investment Partners LLC
✚
|
CA | 0.1 |
|
BAJA Wealth Advisors LLC
✚
|
NY | 0.1 |