|
⚲
|
| WindRock Wealth Management LLC
✚
|
|
|---|---|
| CRD # | 166124 |
| SEC # | 801-106722 |
| CIK # | |
| AUM | $342.8 MM (2023-03-24) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 312-650-9593 |
| Address | 225 West Jefferson Avenue, Suite 2 Naperville, IL 60540 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | SCM Opportunity I LLC | 2016-09-01 | 0.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 17 | 8.3 |
| (b) Individuals (high net worth individuals) | 42 | 334.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 295 | 342.8 |
| By Discretionary | ||
| Discretionary | 295 | 342.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 295 | 342.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 342.8 | |
| Total | 295 | 342.8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Align Impact LLC
✚
|
CA | 0.5 |
|
Momentum Advisors LLC
✚
|
NY | 0.3 |
|
Endowment Wealth Management Inc
✚
|
WI | 0.3 |
|
Sage Advisors LLC
✚
|
WA | 0.3 |
|
Private Capital Management Inc
✚
|
CA | 0.2 |
|
Uwharrie Investment Advisors Inc
✚
|
NC | 0.2 |
|
Emerson Equity LLC
✚
|
CA | 0.2 |
|
OceanIQ Capital LLC
✚
|
CA | 0.1 |
|
CJ Capital Management LLC
✚
|
MO | 0.0 |
|
Loop Capital Advisors LLC
✚
|
IL | 0.0 |