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Type	Result	AUM ($BB)

iShares S&P Small-Cap 600 Growth ETF
Ticker	IJT
CIK #
CUSIP	464287887
Sector	Exchange-Traded Fund
Industry
Phone
Address	,
Source

Market Cap, 13F ($)

Shares Owned of Total
Firm	Period	DFND	Voting	Shares
Morgan Stanley	[2020-09-30]	DFND	0.0	1.5
Bank of America Corp /DE/	[2020-09-30]	DFND	0.3	1.0
Wells Fargo & Co/Mn	[2020-09-30]	DFND	1.0	1.0
PNC Financial Services Group Inc	[2020-09-30]	DFND	0.6	0.6
Envestnet Asset Management Inc	[2020-09-30]	SOLE	0.6	0.6
M&T Bank Corp	[2020-09-30]	DFND	0.5	0.6
FMR LLC	[2020-09-30]	DFND	0.0	0.5
UBS Group AG	[2020-09-30]	DFND	0.0	0.5
United Capital Financial Advisers LLC	[2020-09-30]	DFND	0.0	0.5
LPL Financial LLC	[2020-09-30]	SOLE	0.0	0.3
Stifel Financial Corp	[2020-09-30]	DFND	0.3	0.3
Glenmede Trust Co NA	[2020-09-30]	SOLE	0.2	0.2
Ameriprise Financial Inc	[2020-09-30]	DFND	0.0	0.2
Commonwealth Equity Services LLC	[2020-09-30]	SOLE	0.0	0.2
Beaumont Financial Partners LLC	[2020-09-30]	SOLE	0.2	0.2
Northwestern Mutual Wealth Management Co	[2020-09-30]	DFND	0.0	0.1
Royal Bank of Canada	[2020-09-30]	DFND	0.1	0.1
Raymond James Financial Services Advisors Inc	[2020-09-30]	SOLE	0.0	0.1
Pensionmark Financial Group LLC	[2020-09-30]	SOLE	0.0	0.1
BB&T Corp	[2020-09-30]	DFND	0.1	0.1
JPMorgan Chase & Co	[2020-09-30]	DFND	0.0	0.1
SPC Financial Inc	[2020-09-30]	SOLE	0.0	0.1
First Republic Investment Management Inc	[2020-09-30]	SOLE	0.1	0.1
One Capital Management LLC	[2020-09-30]	SOLE	0.1	0.1
GHP Investment Advisors Inc	[2020-09-30]	SOLE	0.1	0.1
Hightower Advisors LLC	[2020-09-30]	SOLE	0.1	0.1
Susquehanna International Group LLP	[2020-09-30]	DFND	0.1	0.1
Polianta Ltd	[2020-09-30]	SOLE	0.0	0.1
Northern Oak Capital Management Inc	[2020-09-30]	SOLE	0.0	0.1
Salomon & Ludwin, LLC	[2020-09-30]	SOLE	0.1	0.1
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