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| Financial Designs Corporation
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|---|---|
| CRD # | 14829 |
| SEC # | 801-49374 |
| CIK # | 0001561383 |
| AUM | $379.2 MM (2023-02-15) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 909-626-1642 |
| Address | 540 W Baseline Rd Claremont, CA 91711-5805 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| SLV | 0.3 | ||
| SGOL | 0.2 | ||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 372 | 162.6 |
| (b) Individuals (high net worth individuals) | 137 | 216.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,342 | 379.2 |
| By Discretionary | ||
| Discretionary | 1,040 | 274.6 |
| Non-Discretionary | 302 | 104.6 |
| Total | 1,342 | 379.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 379.2 | |
| Total | 1,342 | 379.2 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001561383] |
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|---|---|---|
|
Investment Advisory Services Inc
✚
|
TX | 0.4 |
|
Karpas Strategies LLC
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|
CT | 0.4 |
|
Wellington Shields & Co LLC
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NY | 0.4 |
|
Allen Wealth Management LLC
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NC | 0.4 |
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Walter C Flower & Co Inc
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LA | 0.4 |
|
Bromfield Sneider Wealth Advisors Inc
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|
MA | 0.4 |
|
McCollum Christoferson Group LLC
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|
NY | 0.4 |
|
Cypress Capital Partners LLC
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|
IL | 0.4 |
|
Goldstone Financial Group LLC
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|
IL | 0.4 |
|
Solidarity Wealth LLC
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|
UT | 0.4 |