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| Lake Street Financial LLC
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|
|---|---|
| CRD # | 296761 |
| SEC # | 801-113228 |
| CIK # | 0001772031 |
| AUM | $796.4 MM (2023-03-17) |
| Employees | 11 (82% Investors, 9% Brokers) |
| Phone | 312-766-7040 |
| Address | 128 N May Street Chicago, IL 60607 |
| Source | [IAPD] [EDGAR] [Website] [Instagram] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 36.6 | |
| MSFT | 1,918,222.4 | 15.4 | |
| NVDA | 399,550.0 | 11.2 | |
| GOOG | 1,482,566.4 | 9.3 | |
| BAR | 8.1 | ||
| AMZN | 1,092,997.8 | 7.1 | |
| ABBV | 269,466.6 | 6.4 | |
| VZ | 211,914.0 | 5.4 | |
| MCD | 179,584.2 | 5.3 | |
| JNJ | 465,600.2 | 4.8 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 296 | 54.1 |
| (b) Individuals (high net worth individuals) | 235 | 692.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 11 | 44.5 |
| (h) Charitable organizations | 0 | 4.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 1.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,730 | 796.4 |
| By Discretionary | ||
| Discretionary | 1,715 | 755.3 |
| Non-Discretionary | 15 | 41.0 |
| Total | 1,730 | 796.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 796.4 | |
| Total | 1,730 | 796.4 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001772031] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Evermay Wealth Management LLC
✚
|
VA | 0.8 |
|
KEB Asset Management LLC
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|
IL | 0.8 |
|
Westwood Management Corporation
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IL | 0.8 |
|
Shepherd Financial Partners LLC
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|
MA | 0.8 |
|
Park Piedmont Advisors LLC
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|
IL | 0.8 |
|
Financial Advisory Corporation
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|
MI | 0.8 |
|
Levy Wealth Management Group LLC
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|
PA | 0.8 |
|
Riverfront Investment Group LLC
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|
VA | 0.8 |
|
Passive Capital Management LLC
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|
NY | 0.8 |
|
Riverview Research LLC
✚
|
OH | 0.8 |