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| Keyboard |
| Northern Trust Securities Inc
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|---|---|
| CRD # | 7927 |
| SEC # | 801-80781 |
| CIK # | 0001857325, 0000310695 |
| AUM | 1,662.4 M (2026-05-19) |
| Employees | 385 (11% Investors, 98% Brokers) |
| Phone | 312-630-6000 |
| Address | 333 S Wabash Avenue Chicago, IL 60604 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 618 | 175.1 |
| (b) Individuals (high net worth individuals) | 1,406 | 1,456.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 11 | 10.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 14 | 15.9 |
| (n) Other | 4 | 4.5 |
| Total | 2,605 | 1,662.4 |
| By Discretionary | ||
| Discretionary | 2,605 | 1,662.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,605 | 1,662.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,662.4 | |
| Total | 2,605 | 1,662.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0001857325] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| LEI | 3CHS099JSPHD9HGNYJ46 |
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