Northern Trust Securities Inc

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Assets, Funds, Holdings

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Northern Trust Securities Inc
CRD #7927
SEC #801-80781
CIK #0001857325, 0000310695
AUM $1.3 B (2025-07-08)
Employees 76 (82% Investors, 99% Brokers)
Phone312-557-2000
Address333 S Wabash Avenue
Chicago, IL 60604
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
1300104078052026002000200820172026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 628 146.1
(b) Individuals (high net worth individuals) 1,625 1,096.9
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 10 8.5
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 16 15.6
(n) Other 4 9.8
Total 2,283 1,276.9
By Discretionary
Discretionary 2,283 1,276.9
Non-Discretionary 0 0.0
Total 2,283 1,276.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1,276.9
Total 2,283 1,276.9
EDGAR Form CIK 2011 - 2025
D [0001857325]
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