|
⚲
|
| Northern Trust Securities Inc
✚
|
|
|---|---|
| CRD # | 7927 |
| SEC # | 801-80781 |
| CIK # | 0001857325 |
| AUM | $829.5 MM (2023-03-22) |
| Employees | 72 (81% Investors, 99% Brokers) |
| Phone | 312-557-2000 |
| Address | 50 S LaSalle Chicago, IL 60603-0001 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 617 | 125.7 |
| (b) Individuals (high net worth individuals) | 1,359 | 683.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 6 | 3.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 17 | 9.3 |
| (n) Other | 4 | 8.0 |
| Total | 2,003 | 829.5 |
| By Discretionary | ||
| Discretionary | 2,003 | 829.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,003 | 829.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 829.5 | |
| Total | 2,003 | 829.5 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| D | [0001857325] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Lodestar Private Asset Management LLC
✚
|
CA | 0.8 |
|
Elk River Wealth Management LLC
✚
|
CO | 0.8 |
|
Bouchey Financial Group Ltd
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NY | 0.8 |
|
The de Burlo Group Inc
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MA | 0.8 |
|
Headinvest LLC
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ME | 0.8 |
|
Halpern Financial Inc
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VA | 0.8 |
|
Ironvine Capital Partners LLC
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|
NE | 0.8 |
|
Associated Investment Services Inc
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|
WI | 0.8 |
|
Adams Asset Advisors LLC
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|
TX | 0.8 |
|
Talon Private Wealth LLC
✚
|
FL | 0.8 |