|
⚲
|
| Old Peak Finance LLC
✚
|
|
|---|---|
| CRD # | 154804 |
| SEC # | 801-109968 |
| CIK # | |
| AUM | $405.3 MM (2023-03-07) |
| Employees | 10 (70% Investors, 0% Brokers) |
| Phone | 919-459-8181 |
| Address | 100 Europa Drive Chapel Hill, NC 27517 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 74 | 18.2 |
| (b) Individuals (high net worth individuals) | 81 | 381.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 3.9 |
| (n) Other | 0 | 0.0 |
| Total | 527 | 405.3 |
| By Discretionary | ||
| Discretionary | 7 | 11.2 |
| Non-Discretionary | 520 | 394.2 |
| Total | 527 | 405.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 8.5 | |
| United States Persons | 396.9 | |
| Total | 527 | 405.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Wolff Financial Management LLC
✚
|
MI | 0.4 |
|
Melia Wealth LLC
✚
|
OK | 0.4 |
|
McLaughlin Ryder Investments Inc
✚
|
VA | 0.4 |
|
Kandor Global Advisors LLC
✚
|
FL | 0.4 |
|
AIMZ Investment Advisors LLC
✚
|
CA | 0.4 |
|
Actium LLC
✚
|
MI | 0.4 |
|
FMB Wealth Management
✚
|
CA | 0.4 |
|
HFG Wealth Management LLC
✚
|
TX | 0.4 |
|
Bray Capital Advisors LLC
✚
|
FL | 0.4 |
|
Searle & Co
✚
|
CT | 0.4 |