|
⚲
|
| Unionbanc Investment Services LLC
✚
|
|
|---|---|
| CRD # | 14455 |
| SEC # | 801-70084 |
| CIK # | |
| AUM | $1.5 BB (2023-03-31) |
| Employees | 388 (46% Investors, 86% Brokers) |
| Phone | 800-634-1100 |
| Address | 800 N Brand Boulevard Glendale, CA 91203 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,928 | 1,006.0 |
| (b) Individuals (high net worth individuals) | 275 | 344.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 40 | 34.9 |
| (h) Charitable organizations | 4 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 92 | 86.6 |
| (n) Other | 0 | 0.0 |
| Total | 4,542 | 1,473.3 |
| By Discretionary | ||
| Discretionary | 4,343 | 1,373.1 |
| Non-Discretionary | 199 | 100.2 |
| Total | 4,542 | 1,473.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,473.3 | |
| Total | 4,542 | 1,473.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Sigma Investment Counselors Inc
✚
|
MI | 1.5 |
|
BFC Planning Inc
✚
|
IA | 1.5 |
|
Full Sail Capital LLC
✚
|
OK | 1.5 |
|
The Wealth Alliance LLC
✚
|
NY | 1.5 |
|
Alta Capital Management LLC
✚
|
UT | 1.5 |
|
Colter Lewis Investment Partners LLC
✚
|
CT | 1.5 |
|
Institutional and Family Asset Management LLC
✚
|
CO | 1.5 |
|
Mitchell Sinkler & Starr Inc
✚
|
PA | 1.5 |
|
Advisory Services & Investments LLC
✚
|
OR | 1.5 |
|
Marks Group Wealth Management Inc
✚
|
MN | 1.5 |