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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Upright Financial Corp
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| CRD # | 107303 |
| SEC # | 801-38340 |
| CIK # | 0001058587 |
| AUM | $83.1 M (2025-05-29) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 973-533-1818 |
| Address | |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Upright Capital USA LLC | 2018-05-01 | 12.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 26 | 11.7 |
| (b) Individuals (high net worth individuals) | 11 | 28.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 29.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 12.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 42 | 83.1 |
| By Discretionary | ||
| Discretionary | 42 | 83.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 42 | 83.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 15.4 | |
| United States Persons | 67.6 | |
| Total | 42 | 83.1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
The Estate Planners Group LLC
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|
PA | 0.4 |
|
Everstar Asset Management LLC
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|
NC | 0.3 |
|
Preston Wealth Advisors LLC
✚
|
VA | 0.3 |
|
Raison Asset Management Corp
✚
|
0.2 | |
|
Colarion LLC
✚
|
AL | 0.2 |
|
33 Capital Management LLC
✚
|
CT | 0.1 |
|
Round Table Services LLC
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|
NY | 0.0 |
|
Wedbush Asset Management LLC
✚
|
CA | 0.0 |
|
Foresight Wealth Management LLC
✚
|
UT | 0.0 |
|
Avalon Advisors LLC
✚
|
TX | 0.0 |