Upright Financial Corp

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Assets, Funds, Holdings

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Upright Financial Corp
CRD #107303
SEC #801-38340
CIK #0001058587
AUM $62.6 MM (2024-07-01)
Employees 3 (33% Investors, 0% Brokers)
Phone973-533-1818
Address349 Ridgedale Ave
East Hanover, NJ 07936
Source [IAPD] [EDGAR]
Total AUM ($MM)
1008060402002001200920172025
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Upright Capital USA LLC 2018-05-01 7.2
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 31 13.0
(b) Individuals (high net worth individuals) 6 18.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 3 23.6
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 7.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 0.5
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 42 62.6
By Discretionary
Discretionary 42 62.6
Non-Discretionary 0 0.0
Total 42 62.6
By Non-United States Persons
Non-United States Persons 10.9
United States Persons 51.7
Total 42 62.6
Comparable Firms State AUM ($BB)
Three Bell Capital LLC
TX 3.2
CM Wealth Advisors LLC
OH 3.2
Rays Capital Partners Limited
0.5
The Estate Planners Group LLC
PA 0.3
Preston Wealth Advisors LLC
VA 0.2
Raison Asset Management Corp
0.1
Avalon Advisors LLC
TX 0.0
Wedbush Asset Management LLC
CA 0.0
Round Table Services LLC
NY 0.0
Foresight Wealth Management LLC
UT 0.0
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