|
⚲
|
| Keyboard |
| Upright Financial Corp
✚
|
|
|---|---|
| CRD # | 107303 |
| SEC # | 801-38340 |
| CIK # | 0001058587 |
| AUM | 98.0 M (2026-03-30) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 973-533-1818 |
| Address | |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Upright Capital USA LLC | 2018-05-01 | 16.9 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 19 | 7.7 |
| (b) Individuals (high net worth individuals) | 12 | 38.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 31.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 19.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 1.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 36 | 98.0 |
| By Discretionary | ||
| Discretionary | 36 | 98.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 36 | 98.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 20.3 | |
| United States Persons | 77.8 | |
| Total | 36 | 98.0 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity |
| Comparable Firms | State | AUM |
|---|---|---|
|
Rays Capital Partners Limited
✚
|
547.2 M | |
|
The Estate Planners Group LLC
✚
|
PA | 422.1 M |
|
Everstar Asset Management LLC
✚
|
NC | 336.7 M |
|
Preston Wealth Advisors LLC
✚
|
VA | 286.0 M |
|
Colarion LLC
✚
|
AL | 188.3 M |
|
Raison Asset Management Corp
✚
|
106.1 M | |
|
Round Table Services LLC
✚
|
NY | |
|
Foresight Wealth Management LLC
✚
|
UT | |
|
Avalon Advisors LLC
✚
|
TX | |
|
Wedbush Asset Management LLC
✚
|
CA |