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| Happy Holidays!! thanks for using AUM13F!! |
| Alcentra NY LLC
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| CRD # | 128557 |
| SEC # | 801-62417 |
| CIK # | 0001622583 |
| AUM | $14.2 B (2025-05-28) |
| Employees | 21 (38% Investors, 0% Brokers) |
| Phone | 212-588-6770 |
| Address | One Madison Avenue New York, NY 10010 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Alcentra Viaduct Fund II Master Fund LP | 2025-05-28 | 0.0 | |
| Other | Alcentra Global CLO Mezzanine Fund | 2025-03-31 | 63.0 | |
| Other | Multi Manager Global Investment Trust - JM3 Global CLO Fund 2024 | 2025-03-31 | 17.6 | |
| HF | Alcentra Viaduct Fund Master Fund II LP | [2025-02-28] | 100.0 | 164.0 |
| HF | Ascof V HoldCo Limited | 2024-11-18 | 324.4 | |
| Other | Global High Grade CLO Debt Fund 2022 Run-Off Portfolio | 2023-03-31 | 69.7 | |
| SA | Shackleton 2022-Xvii CLO Ltd | 2023-03-31 | 159.5 | |
| SA | Shackleton 2021-Xvi CLO Ltd | 2022-03-31 | 410.1 | |
| Other | Global High Grade CLO Debt Fund 2020 Run-Off Portfolio | 2021-03-31 | 0.0 | |
| Other | Multi Manager Global Investment Trust - JM3 Global CLO Fund 2020 | 2021-03-31 | 2,240.7 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 1.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 35 | 11.3 |
| (g) Pension and profit sharing plans | 2 | 0.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 41 | 14.2 |
| By Discretionary | ||
| Discretionary | 39 | 14.0 |
| Non-Discretionary | 2 | 0.2 |
| Total | 41 | 14.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 11.9 | |
| United States Persons | 2.3 | |
| Total | 41 | 14.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Michelle WilsonClarke | 278 | ||
| John Ackerley | 166 | ||
| Laren Gillespie | 116 | ||
| Sabrina Foster | 42 | ||
| Garth Ebanks | 47 | ||
| Wendy Zhang | 46 | ||
| The Bank of New York Mellon | 23 | ||
| Steven Anderson | 38 | ||
| Alcentra Limited | 20 | ||
| Justin Kaplan | 7 | ||
| Alan Dixon | 6 | ||
| Richard Klingman | 4 | ||
| Maya Maini | 3 | ||
| Leland Hart | 3 | ||
| John Thomas Jr | 16 | ||
| Alcentra NY LLC | 13 | ||
| John Griffith | 7 | ||
| Roger Li | 5 | ||
| Glenn Weiner | 5 | ||
| Hiram Hamilton | 4 | ||
| Jack Yang | 4 | ||
| Bushra Mannan | 2 | ||
| Scott Gold | 2 | ||
| Stuart Medlen | 2 | ||
| Paul Echausse | 2 | ||
| Rochelle Levy | 1 | ||
| Kieran Glennon | 1 | ||
| Jerry Kirbyhoulihan | 1 | ||
| Melissa McMahon | 1 | ||
| James Windels | 1 | ||
| Sean Golden | 1 | ||
| Roshani Shah | 1 | ||
| CVF GP Limited | 1 | ||
| Tom Cresswell | 1 | ||
| Alcentra Structured Credit Opportunity Fund II GP LLC | 1 | ||
| Tom Birkin | 1 | ||
| Cvf GP Limited | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 3 | [0001622583] | |
| 4 | [0001622583] |
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|
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|
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