|
⚲
|
| Gofen and Glossberg LLC
✚
|
|
|---|---|
| CRD # | 107859 |
| SEC # | 801-54610 |
| CIK # | |
| AUM | $6.5 BB (2023-03-01) |
| Employees | 37 (41% Investors, 0% Brokers) |
| Phone | 312-828-1100 |
| Address | 455 N Cityfront Plaza Dr, Suite 3200 Chicago, IL 60611-5345 |
| Source | [IAPD] [Website] |
| Total AUM ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,121 | 0.6 |
| (b) Individuals (high net worth individuals) | 1,252 | 4.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 44 | 0.1 |
| (h) Charitable organizations | 83 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 70 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 3,573 | 6.5 |
| By Discretionary | ||
| Discretionary | 3,488 | 6.2 |
| Non-Discretionary | 85 | 0.3 |
| Total | 3,573 | 6.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 6.4 | |
| Total | 3,573 | 6.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
McMorgan & Company LLC
✚
|
CA | 6.6 |
|
James Hambro & Partners LLP
✚
|
6.6 | |
|
Clarkston Capital Partners LLC
✚
|
MI | 6.5 |
|
Sammons Financial Group Asset Management LLC
✚
|
IA | 6.5 |
|
Symmetry Partners LLC
✚
|
CT | 6.5 |
|
Ropes Wealth Advisors LLC
✚
|
MA | 6.5 |
|
DF Dent and Company Inc
✚
|
MD | 6.5 |
|
Adviser Investments LLC
✚
|
MA | 6.4 |
|
Prowell Financial Management LLC
✚
|
PA | 6.4 |
|
Greycourt & Co Inc
✚
|
PA | 6.4 |