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Novick & Company Financial Group LLC
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CRD # | 149287 |
SEC # | 801-70386 |
CIK # | |
AUM | $182.5 MM (2023-03-31) |
Employees | 7 (29% Investors, 14% Brokers) |
Phone | 203-801-0622 |
Address | 615 E Hall Avenue Jackson, WY 83001 |
Source | [IAPD] [Website] |
Total AUM ($MM) |
---|
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 75 | 56.6 |
(b) Individuals (high net worth individuals) | 91 | 104.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 3 | 3.6 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 12 | 18.2 |
(n) Other | 0 | 0.0 |
Total | 181 | 182.5 |
By Discretionary | ||
Discretionary | 181 | 182.5 |
Non-Discretionary | 0 | 0.0 |
Total | 181 | 182.5 |
By Non-United States Persons | ||
Non-United States Persons | 1.1 | |
United States Persons | 181.4 | |
Total | 181 | 182.5 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Tudor Financial Inc
✚
|
OH | 0.2 |
Archer Investment Management LLC
✚
|
TX | 0.2 |
Avery Wealth Inc
✚
|
MI | 0.2 |
The Wealth Conservancy Inc
✚
|
CO | 0.2 |
Miller Private Wealth LLC
✚
|
OK | 0.2 |
YIM Investment Management LLC
✚
|
HI | 0.2 |
Davis Capital Management LLC
✚
|
FL | 0.2 |
Prosperity Advisers LLC
✚
|
PA | 0.2 |
Maripau Wealth Management LLC
✚
|
IN | 0.2 |
Hutto Retirement Advisors LLC
✚
|
TX | 0.2 |