Prospect Capital Services Inc

Assets, Funds, Holdings

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Regulatory AUM vs AUM

Type	Result	AUM ($B)

Prospect Capital Services Inc ✚
CRD #	290102
SEC #	801-111888
CIK #
AUM
Employees	5 (40% Investors, 0% Brokers)
Phone	908-379-2706
Address	316 East Broad Street Westfield, NJ 07090
Source	[IAPD] [Website] [Twitter] [Facebook]

Total AUM ($M) Copy

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	98	38.0
(b) Individuals (high net worth individuals)	56	144.7
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	5	2.8
(h) Charitable organizations	2	5.3
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	699	190.8
By Discretionary
Discretionary	686	178.6
Non-Discretionary	13	12.2
Total	699	190.8
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		190.8
Total	699	190.8

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