|
⚲
|
| Rootstock Investment Management LLC
✚
|
|
|---|---|
| CRD # | 167665 |
| SEC # | 801-78025 |
| CIK # | |
| AUM | $435.4 MM (2023-03-27) |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 412-205-8822 |
| Address | 2605 Nicholson Road Sewickley, PA 15143 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 13 | 3.4 |
| (b) Individuals (high net worth individuals) | 16 | 423.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 3 | 8.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 193 | 435.4 |
| By Discretionary | ||
| Discretionary | 175 | 351.1 |
| Non-Discretionary | 18 | 84.4 |
| Total | 193 | 435.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 435.4 | |
| Total | 193 | 435.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Trinity Capital Investors
✚
|
MS | 0.4 |
|
Phoenix Wealth Advisors Inc
✚
|
NC | 0.4 |
|
East End Financial Group Inc
✚
|
NY | 0.4 |
|
Thor Investment Management Inc
✚
|
OH | 0.4 |
|
AFS Financial Group LLC
✚
|
MD | 0.4 |
|
Roman Butler Fullerton & Co
✚
|
MO | 0.4 |
|
Kreitler Financial LLC
✚
|
CT | 0.4 |
|
Grant/Grossmendelsohn LLC
✚
|
MD | 0.4 |
|
Canvas Wealth Advisors LLC
✚
|
KS | 0.4 |
|
Clune & Associates
✚
|
IL | 0.4 |