|
⚲
|
| Spectrum Capital Management
✚
|
|
|---|---|
| CRD # | 105830 |
| SEC # | 801-29349 |
| CIK # | |
| AUM | $104.7 MM (2023-03-31) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 530-888-9000 |
| Address | 13620 Lincoln Way Auburn, CA 95603-3264 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 36 | 40.5 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 60.5 |
| (h) Charitable organizations | 1 | 3.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 41 | 104.7 |
| By Discretionary | ||
| Discretionary | 37 | 44.2 |
| Non-Discretionary | 4 | 60.5 |
| Total | 41 | 104.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 104.7 | |
| Total | 41 | 104.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Yieldx Advisers LLC
✚
|
FL | 0.1 |
|
Vines Capital Management LLC
✚
|
LA | 0.1 |
|
Vigil Wealth Management LLC
✚
|
FL | 0.1 |
|
Chapman Financial Group LLC
✚
|
NC | 0.1 |
|
Acadia Legacy Group LLC
✚
|
IA | 0.1 |
|
Investor's Advantage LLC
✚
|
TX | 0.1 |
|
Linn Wealth Capital Management LLC
✚
|
FL | 0.1 |
|
St Bernard Financial Services Inc
✚
|
AR | 0.1 |
|
JM Bruderman & Company LLC
✚
|
NY | 0.1 |
|
Cornermen Financial LLC
✚
|
TX | 0.1 |