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| Transitions Wealth Management LLC
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| |
|---|---|
| CRD # | 107812 |
| SEC # | 801-61992 |
| CIK # | |
| AUM | $478.4 MM (2024-03-26) |
| Employees | 7 (71% Investors, 0% Brokers) |
| Phone | 303-221-4867 |
| Address | 4600 S Ulster St, Suite 1050 Denver, CO 80237-3610 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 242 | 60.3 |
| (b) Individuals (high net worth individuals) | 138 | 302.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 8 | 21.2 |
| (h) Charitable organizations | 3 | 8.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 391 | 391.6 |
| By Discretionary | ||
| Discretionary | 391 | 391.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 391 | 391.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 391.6 | |
| Total | 391 | 391.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Nesteggs Retirement Plan Services Inc
✚
|
FL | 0.5 |
|
RT Jones Capital Equities Management Inc
✚
|
MO | 0.5 |
|
Valtinson Bruner Financial Planning LLC
✚
|
MN | 0.5 |
|
Nicollet Investment Management Inc
✚
|
MN | 0.5 |
|
DB Fitzpatrick & Co Inc
✚
|
ID | 0.5 |
|
America First Investment Advisors LLC
✚
|
NE | 0.5 |
|
360 Financial Inc
✚
|
MN | 0.5 |
|
The Retirement Solution LLC
✚
|
WA | 0.5 |
|
5C Capital Management LLC
✚
|
NJ | 0.5 |
|
Garrett Wealth Advisory Group LLC
✚
|
TX | 0.5 |