AXT Inc

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AXT Inc
TickerAXTI
CIK #0001051627
CUSIP00246W103
SectorManufacturing - Semiconductors & Related Devices
Address4281 Technology Dr, Fremont, CA 94538
Source [EDGAR]
CIK Filing 2011 - 2025
[0001051627] 10-K
[0001051627] 10-Q
[0001051627] 3
[0001051627] 4
[0001051627] 5
[0001051627] 8-K
[0001051627] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Cleveland Capital Management LLC AXT Inc [2024-10-17] 5.3
Vanguard Group Inc AXT Inc [2024-02-13] 5.21
First Wilshire Securities Management Inc AXT Inc [2024-02-12] 7.6
Young Morris S AXT Inc [2019-04-12] 5.2
Samberg Joseph D AXT Inc [2018-02-14] 6.7
BlackRock Inc AXT Inc [2018-02-01] 6.5
Ariel Investments LLC AXT Inc [2015-08-10] 3.30603032661014e+16
Perritt Capital Management Inc AXT Inc [2014-02-14] 6.0
Dimensional Fund Advisors LP AXT Inc [2014-02-10] 5.08
Thompson Siegel & Walmsley LLC AXT Inc [2013-02-13] 11.0
Thompson Siegel & Walmsley LLC AXT Inc [2012-02-10] 11.0
Form 3/4/5 Filer 2011 - 2025
Leblanc Leonard J
AXT Inc
Christine Russell
Chen Jesse
Chang David C
Young Morris S
Fischer Gary L
Uni-Pixel
Ochrym Robert G
Lin Wilson Weicheng
HOU Hong Q
Zhang Davis
Pai Nai-yu
Low Raymond Anthony
Form 13F Holdings
Firm Period DFND Voting Shares
Vanguard Group Inc [2025-06-30] SOLE 0 2,256,043
Pacific Ridge Capital Partners LLC [2025-06-30] SOLE 1,192,295 1,835,666
First Beijing Investment Ltd [2025-06-30] SOLE 1,730,156 1,730,156
White Pine Capital LLC [2025-06-30] SOLE 0 860,411
BlackRock, Inc. [2025-06-30] SOLE 688,514 688,514
Morgan Stanley [2025-06-30] DFND 33,802 629,781
GSA Capital Partners LLP [2025-06-30] SOLE 487,662 487,662
Geode Capital Management LLC [2025-06-30] DFND 446,234 446,234
Needham Investment Management LLC [2025-06-30] DFND 375,000 375,000
Two Sigma Investments LP [2025-06-30] SOLE 168,440 168,440
State Street Corp [2025-06-30] DFND 152,115 152,115
Qube Research & Technologies Ltd [2025-06-30] SOLE 147,280 147,280
UBS Group AG [2025-06-30] DFND 141,251 143,251
Bridgeway Capital Management LLC [2025-06-30] SOLE 142,164 142,164
Regions Financial Corp [2025-06-30] DFND 112,892 112,892
Two Sigma Advisers LP [2025-06-30] SOLE 93,200 100,700
Keystone Wealth Services LLC [2025-06-30] SOLE 0 93,400
Citadel Advisors LLC [2025-06-30] DFND 92,360 92,360
Northern Trust Corp [2025-06-30] DFND 87,261 87,261
Susquehanna International Group LLP [2025-06-30] OTR 78,358 78,358
Empowered Funds LLC [2025-06-30] OTR 76,464 76,464
D. E. Shaw & Co., Inc. [2025-06-30] DFND 71,410 71,410
Acadian Asset Management LLC [2025-06-30] DFND 64,179 64,179
Goldman Sachs Group Inc [2025-06-30] DFND 64,051 64,051
Park Edge Advisors LLC [2025-06-30] SOLE 0 62,500
Formidable Asset Management LLC [2025-06-30] SOLE 0 48,875
Connor Clark & Lunn Investment Management Ltd [2025-06-30] SOLE 48,061 48,061
Creative Planning [2025-06-30] SOLE 0 41,123
Atlas Brown Inc [2025-06-30] SOLE 39,150 39,150
Wedbush Securities Inc [2025-06-30] SOLE 0 34,281
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