Fund Service Providers
- Custodians, Auditors, Brokers & Marketers
| Fund Service Providers |
|
Firms disclose their funds' custodians, auditors, brokers, and
marketers on SEC IAPD Schedule D. These leaderboards rank each
provider by the number of private funds it serves. Provider pages
chart cumulative funds over time, by each fund's first filing year.
|
| # |
Top Custodians |
Fund AUM |
Funds |
| 1 |
JP Morgan Securities LLC |
8,370.6 B |
5,432 |
| 2 |
Citigroup Global Markets Inc |
6,814.9 B |
1,402 |
| 3 |
Goldman Sachs & Co LLC |
6,686.1 B |
4,895 |
| 4 |
Morgan Stanley & Co LLC |
6,391.7 B |
3,734 |
| 5 |
Merrill Lynch Pierce Fenner & Smith Incorporated |
6,365.1 B |
7,200 |
| 6 |
The Bank of New York Mellon |
6,160.3 B |
4,316 |
| 7 |
State Street Bank and Trust Company |
5,839.1 B |
4,332 |
| 8 |
JPMorgan Chase Bank NA |
5,815.1 B |
7,462 |
| 9 |
Citibank NA |
5,758.5 B |
5,484 |
| 10 |
Barclays Bank PLC |
5,478.7 B |
1,068 |
| 11 |
BOFA Securities Inc |
5,349.6 B |
1,150 |
| 12 |
Barclays Capital Inc |
5,185.1 B |
841 |
| 13 |
Bank of America NA |
4,630.5 B |
4,081 |
| 14 |
UBS AG |
4,419.0 B |
780 |
| 15 |
Merrill Lynch Professional Clearing Corp |
4,004.2 B |
887 |
See all Custodians →
|
| # |
Top Auditors |
Fund AUM |
Funds |
| 1 |
Ernst & Young LLP |
7,687.0 B |
14,918 |
| 2 |
PricewaterhouseCoopers LLP |
6,974.0 B |
14,492 |
| 3 |
PricewaterhouseCoopers |
5,392.2 B |
8,386 |
| 4 |
Deloitte & Touche LLP |
5,101.5 B |
13,267 |
| 5 |
KPMG LLP |
4,890.8 B |
13,557 |
| 6 |
KPMG |
4,499.2 B |
7,732 |
| 7 |
Ernst & Young Ltd |
3,785.4 B |
3,907 |
| 8 |
Ernst & Young |
3,289.3 B |
7,283 |
| 9 |
Deloitte & Touche |
1,150.6 B |
3,213 |
| 10 |
RSM US LLP |
815.5 B |
5,156 |
| 11 |
Grant Thornton LLP |
753.2 B |
2,694 |
| 12 |
Pricewaterhouse Coopers |
739.2 B |
1,099 |
| 13 |
Deloitte LLP |
581.8 B |
1,629 |
| 14 |
BDO USA LLP |
528.9 B |
2,798 |
| 15 |
PricewaterhouseCoopers Societe Cooperative |
478.2 B |
763 |
See all Auditors →
|
| # |
Top Brokers |
Fund AUM |
Funds |
| 1 |
JP Morgan Securities LLC |
9,699.8 B |
3,306 |
| 2 |
Morgan Stanley & Co LLC |
7,628.2 B |
4,902 |
| 3 |
Goldman Sachs & Co LLC |
7,008.1 B |
4,192 |
| 4 |
Citigroup Global Markets Inc |
6,914.0 B |
1,556 |
| 5 |
Barclays Capital Inc |
6,832.4 B |
1,266 |
| 6 |
Barclays Bank PLC |
6,503.9 B |
460 |
| 7 |
Merrill Lynch Professional Clearing Corp |
5,558.0 B |
1,360 |
| 8 |
Credit Suisse Securities USA LLC |
5,430.4 B |
2,139 |
| 9 |
Goldman Sachs International |
4,872.7 B |
1,189 |
| 10 |
BOFA Securities Inc |
4,866.5 B |
711 |
| 11 |
UBS AG |
4,665.7 B |
856 |
| 12 |
Merrill Lynch International |
4,552.5 B |
564 |
| 13 |
Goldman Sachs & Co |
4,453.4 B |
3,697 |
| 14 |
UBS Securities LLC |
4,358.3 B |
1,449 |
| 15 |
JP Morgan Securities PLC |
4,060.1 B |
374 |
See all Brokers →
|
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