| Due Diligence for Asset Managers |
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Analyze the public filings of asset managers Dive into the EDGAR, IAPD, CAFR source data |
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| Keyboard |
| Rosewind Corp | |
|---|---|
| Ticker | AYTU |
| CIK # | 0001385818 |
| CUSIP | 054754858 |
| Sector | Trade & Services - Services-Educational Services |
| Address | 16200 Wcr 18E, Loveland, CO 80537 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Aytu Bioscience Inc | 2019-10-31 | 10.0 M | Exemption: 506(b) · Duration: One year or less · Commission: $800,000 · Revenue: Decline to Disclose |
| Rosewind Corp | 2011-02-04 | 0.0 M | Exemption: 505 · Minimum: $250 · Remaining: Indefinite · Duration: One year or less · Revenue: $1 - $1,000,000 |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001385818] | 10-K | |
| [0001385818] | 10-Q | |
| [0001385818] | 3 | |
| [0001385818] | 4 | |
| [0001385818] | 5 | |
| [0001385818] | 8-K | |
| [0001385818] | D | |
| [0001385818] | SC 13D | |
| [0001385818] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
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Dockery Carl
Common Stock
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2025-10-03 | Grant | 10,000 | $0.00 | |
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Donofrio John Jr
Common Stock
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2025-10-03 | Grant | 10,000 | $0.00 | |
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Pyszczymuka Greg
Common Stock
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2025-10-03 | Grant | 12,500 | $0.00 | |
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Disbrow Jarrett
Common Stock
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2025-10-03 | Grant | 12,500 | $0.00 | |
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Disbrow Jarrett
Common Stock
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2025-10-03 | Grant | 19,606 | $0.00 | |
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Selhorn Ryan J
Common Stock
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2025-10-03 | Grant | 16,243 | $0.00 | |
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Selhorn Ryan J
Common Stock
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2025-10-03 | Grant | 17,500 | $0.00 | |
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Disbrow Joshua R
Common Stock
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2025-10-03 | Grant | 31,446 | $0.00 | |
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Disbrow Joshua R
Common Stock
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2025-10-03 | Grant | 22,500 | $0.00 | |
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Liu Vivian H
Common Stock
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2025-10-03 | Grant | 10,000 | $0.00 | |
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Jain Abhinav
Common Stock
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2025-10-03 | Grant | 10,000 | $0.00 | |
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Disbrow Jarrett
Common Stock
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2025-06-09 | Buy | 16,666 | $1.50 | 24,999 |
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Disbrow Joshua R
Common Stock
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2025-06-09 | Buy | 66,666 | $1.50 | 99,999 |
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Nantahala Capital Management LLC +2
Prefunded Warrants · derivative
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2025-06-06 | Buy | 4,000,000 | $1.50 | 6,000,000 |
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Pyszczymuka Greg
Common Shares
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2025-03-31 | Option exercise | 209 | ||
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Pyszczymuka Greg
Restricted Stock Units · derivative
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2025-03-31 | Option exercise | 209 | $0.00 | |
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Disbrow Joshua R
Common Stock
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2025-02-28 | Buy | 15,000 | $1.30 | 19,500 |
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Selhorn Ryan J
Restricted Stock Units · derivative
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2025-02-05 | Option exercise | 105 | $0.00 | |
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Selhorn Ryan J
Common Shares
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2025-02-05 | Option exercise | 105 | ||
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Pyszczymuka Greg
Common Shares
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2024-12-31 | Option exercise | 208 | ||
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 37 | 3,903,299 |
| 2025-12-31 | 39 | 3,739,953 |
| 2025-09-30 | 33 | 3,580,384 |
| 2025-06-30 | 33 | 3,380,297 |
| 2025-03-31 | 32 | 1,876,608 |
| 2024-12-31 | 30 | 1,880,742 |
| 2024-09-30 | 25 | 2,048,613 |
| 2024-06-30 | 29 | 3,222,756 |
| 2024-03-31 | 28 | 1,798,205 |
| 2023-12-31 | 24 | 2,945,955 |
| 2023-09-30 | 23 | 1,725,147 |
| 2023-06-30 | 22 | 1,704,503 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| FNY Investment Advisers LLC | [2026-06-30] | SOLE | 110 | 110 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 4 | Prev | Page 1 | Next |