| Due Diligence for Asset Managers |
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Analyze the public filings of asset managers Dive into the EDGAR, IAPD, CAFR source data |
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| Codexis Inc | |
|---|---|
| Ticker | CDXS |
| CIK # | 0001200375 |
| CUSIP | 192005106 |
| Sector | Life Sciences - Industrial Organic Chemicals |
| Address | 200 Penobscot Drive, Redwood City, CA 94063 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Codexis Inc | 2019-06-20 | 50.0 M | Exemption: 506(b) · Duration: One year or less · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001200375] | 10-K | |
| [0001200375] | 10-Q | |
| [0001200375] | 3 | |
| [0001200375] | 4 | |
| [0001200375] | 5 | |
| [0001200375] | 8-K | |
| [0001200375] | D | |
| [0001200375] | SC 13D | |
| [0001200375] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
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Lutz Stefan
Common Stock
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2026-02-24 | Sell | 5,862 | $1.13 | 6,624 |
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Lutz Stefan
Stock Option (Right to Buy) · derivative
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2026-02-23 | Grant | 316,100 | $0.00 | |
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Erbez Georgia
Stock Option (Right to Buy) · derivative
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2026-02-23 | Grant | 316,100 | $0.00 | |
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Moore Alison
Stock Option (Right to Buy) · derivative
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2026-02-23 | Grant | 993,000 | $0.00 | |
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Erbez Georgia
Common Stock
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2026-02-06 | Sell | 3,826 | $1.31 | 5,012 |
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Moore Alison
Common Stock
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2026-02-06 | Sell | 3,826 | $1.31 | 5,012 |
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Lutz Stefan
Common Stock
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2026-02-06 | Sell | 2,492 | $1.31 | 3,265 |
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Lutz Stefan
Common Stock
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2026-01-07 | Sell | 4,685 | $1.70 | 7,964 |
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Opaleye Management Inc
Common Stock, par value $0.001 per share
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2025-12-01 | Sell | 8,533 | $1.67 | 14,250 |
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Common Stock, par value $0.001 per share
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2025-12-01 | Sell | 8,533 | $1.67 | 14,250 |
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Opaleye Management Inc
Common Stock, par value $0.001 per share
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2025-12-01 | Sell | 245,000 | $1.67 | 409,150 |
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Common Stock, par value $0.001 per share
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2025-12-01 | Sell | 245,000 | $1.67 | 409,150 |
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Common Stock, par value $0.001 per share
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2025-11-28 | Sell | 2,490 | $1.75 | 4,358 |
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Opaleye Management Inc
Common Stock, par value $0.001 per share
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2025-11-28 | Sell | 2,490 | $1.75 | 4,358 |
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Opaleye Management Inc
Common Stock, par value $0.001 per share
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2025-11-28 | Sell | 105,000 | $1.75 | 183,750 |
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Common Stock, par value $0.001 per share
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2025-11-28 | Sell | 105,000 | $1.75 | 183,750 |
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Common Stock, par value $0.001 per share
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2025-11-26 | Sell | 148,318 | $1.74 | 258,073 |
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Opaleye Management Inc
Common Stock, par value $0.001 per share
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2025-11-26 | Sell | 148,318 | $1.74 | 258,073 |
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Opaleye Management Inc
Common Stock, par value $0.001 per share
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2025-11-26 | Sell | 5,000 | $1.74 | 8,700 |
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Common Stock, par value $0.001 per share
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2025-11-26 | Sell | 5,000 | $1.74 | 8,700 |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 134 | 65,469,246 |
| 2025-12-31 | 125 | 64,688,557 |
| 2025-09-30 | 131 | 66,036,583 |
| 2025-06-30 | 120 | 71,597,571 |
| 2025-03-31 | 127 | 65,218,684 |
| 2024-12-31 | 135 | 63,548,254 |
| 2024-09-30 | 117 | 62,211,370 |
| 2024-06-30 | 119 | 55,477,189 |
| 2024-03-31 | 125 | 53,439,060 |
| 2023-12-31 | 120 | 59,520,976 |
| 2023-09-30 | 122 | 55,019,372 |
| 2023-06-30 | 127 | 60,354,716 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Assenagon Asset Management SA | [2026-06-30] | SOLE | 1,278,206 | 1,278,206 |
| Post Resch Tallon Group Inc | [2026-06-30] | SOLE | 0 | 563,478 |
| Wealth Enhancement Advisory Services LLC | [2026-06-30] | SOLE | 802 | 25,275 |
| Elmwood Wealth Management Inc | [2026-06-30] | SOLE | 0 | 12,695 |
| Gamma Investing LLC | [2026-06-30] | DFND | 4,766 | 4,766 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 1,040 |
| True Wealth Design LLC | [2026-06-30] | SOLE | 0 | 178 |
| Fortitude Family Office LLC | [2026-06-30] | SOLE | 108 | 108 |
| IFP Advisors LLC | [2026-06-30] | SOLE | 91 | 91 |
| Capital Advisors Ltd LLC | [2026-06-30] | SOLE | 0 | 28 |
| FNY Investment Advisers LLC | [2026-06-30] | SOLE | 5,000 | 4 | Prev | Page 1 | Next |