| Due Diligence for Asset Managers |
|---|
|
You have viewed 10 of the 10 daily limit Subscribe for $29/month to gain full access |
|
⚲
|
| Keyboard |
| CION Investment Corp | |
|---|---|
| Ticker | CION |
| CIK # | 0001534254 |
| CUSIP | 17259U204 |
| Sector | - |
| Address | 3 Park Avenue 36th Floor, New York, NY 10016 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001534254] | 10-K | |
| [0001534254] | 10-Q | |
| [0001534254] | 3 | |
| [0001534254] | 4 | |
| [0001534254] | 8-K | |
| [0001534254] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Icon Investment Group LLC | CION Investment Corp | [2013-01-14] | 13.2 |
| Hardwood Partners LLC | CION Investment Corp | [2013-01-11] | 11.2 |
| [2013-01-11] | None | ||
| Apollo Principal Holdings III GP Ltd | CION Investment Corp | [2013-01-10] | 13.2 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Reisner Michael A
Common stock, $0.001 par value
|
2025-08-12 | Buy | 472 | $10.57 | 4,989 |
|
Finlay Peter I
Common stock, $0.001 par value
|
2025-05-27 | Buy | 200 | $9.66 | 1,932 |
|
Roman Stephen
Common stock, $0.001 par value
|
2025-05-22 | Buy | 600 | $9.48 | 5,688 |
|
Breakstone Robert A
Common stock, $0.001 par value
|
2025-05-16 | Buy | 500 | $9.72 | 4,860 |
|
Reisner Michael A
Common stock, $0.001 par value
|
2025-05-12 | Buy | 515 | $9.69 | 4,990 |
|
Gatto Mark
Common stock, $0.001 par value
|
2025-05-12 | Buy | 2,070 | $9.66 | 19,996 |
|
Bresner Gregg A
Common stock, $0.001 par value
|
2025-04-01 | Buy | 1,000 | $10.48 | 10,480 |
|
Bresner Gregg A
Common stock, $0.001 par value
|
2025-03-31 | Buy | 1,000 | $10.41 | 10,410 |
|
Reisner Michael A
Common stock, $0.001 par value
|
2025-03-28 | Buy | 490 | $10.45 | 5,120 |
|
Breakstone Robert A
Common stock, $0.001 par value
|
2025-03-24 | Buy | 500 | $10.75 | 5,375 |
|
Bresner Gregg A
Common stock, $0.001 par value
|
2025-03-19 | Buy | 1,000 | $10.98 | 10,980 |
|
Finlay Peter I
Common stock, $0.001 par value
|
2025-03-18 | Buy | 250 | $10.76 | 2,690 |
|
Bresner Gregg A
Common stock, $0.001 par value
|
2025-03-18 | Buy | 2,000 | $10.72 | 21,440 |
|
Pinero Eric A
Common stock, $0.001 par value
|
2025-03-18 | Buy | 465 | $10.72 | 4,985 |
|
Roman Stephen
Common stock, $0.001 par value
|
2025-03-17 | Buy | 455 | $10.93 | 4,973 |
|
Breakstone Robert A
Common stock, $0.001 par value
|
2025-03-17 | Buy | 500 | $11.05 | 5,525 |
|
Roman Stephen
Common stock, $0.001 par value
|
2024-11-21 | Buy | 435 | $11.53 | 5,016 |
|
Reisner Michael A
Common stock, $0.001 par value
|
2024-11-21 | Buy | 437 | $11.44 | 4,999 |
|
Breakstone Robert A
Common stock, $0.001 par value
|
2024-11-15 | Buy | 1,000 | $11.34 | 11,340 |
|
Bresner Gregg A
Common stock, $0.001 par value
|
2024-11-12 | Buy | 2,000 | $11.41 | 22,820 |
| showing 20 of 93 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 159 | 15,467,956 |
| 2025-12-31 | 165 | 17,505,178 |
| 2025-09-30 | 155 | 17,121,580 |
| 2025-06-30 | 161 | 17,722,450 |
| 2025-03-31 | 173 | 17,262,536 |
| 2024-12-31 | 178 | 16,773,536 |
| 2024-09-30 | 175 | 14,406,475 |
| 2024-06-30 | 179 | 14,315,117 |
| 2024-03-31 | 172 | 17,115,129 |
| 2023-12-31 | 180 | 15,710,737 |
| 2023-09-30 | 165 | 14,961,968 |
| 2023-06-30 | 169 | 14,878,317 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Hennion & Walsh Asset Management Inc | [2026-06-30] | SOLE | 290,756 | 290,756 |
| Independent Financial Group LLC | [2026-06-30] | SOLE | 0 | 62,627 |
| Avior Wealth Management LLC | [2026-06-30] | SOLE | 0 | 24,806 |
| Doliver Advisors LP | [2026-06-30] | SOLE | 0 | 21,600 |
| A & I Financial Services LLC | [2026-06-30] | SOLE | 0 | 19,510 |
| SWMG LLC | [2026-06-30] | SOLE | 0 | 19,374 |
| Merit Financial Group LLC | [2026-06-30] | SOLE | 0 | 12,630 |
| First Heartland Consultants Inc | [2026-06-30] | SOLE | 0 | 11,653 |
| IFP Advisors LLC | [2026-06-30] | SOLE | 11,274 | 11,274 |
| RFG Advisory LLC | [2026-06-30] | SOLE | 0 | 10,230 |
| Essential Investment Partners LLC | [2026-06-30] | SOLE | 8,380 | 8,380 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 5,826 |
| Spire Wealth Management | [2026-06-30] | SOLE | 0 | 3,821 |
| Kozak & Associates Inc | [2026-06-30] | SOLE | 687 | 687 |
| Main Street Group LTD | [2026-06-30] | SOLE | 0 | 465 | Prev | Page 1 | Next |