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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Renaissance Technologies LLC	[2020-09-30]	SOLE	3.7	4.0
Rock Springs Capital Management LP	[2020-09-30]	SOLE	0.9	0.9
Oasis Management Co Ltd.	[2020-09-30]	SOLE	0.7	0.7
Man Group plc	[2020-09-30]	DFND	0.6	0.6
Arrowstreet Capital Limited Partnership	[2020-09-30]	DFND	0.4	0.4
Quinn Opportunity Partners LLC	[2020-09-30]	SOLE	0.2	0.3
Morgan Stanley	[2020-09-30]	DFND	0.2	0.2
Bank of America Corp /DE/	[2020-09-30]	DFND	0.0	0.1
Parametric Portfolio Associates LLC	[2020-09-30]	SOLE	0.1	0.1
PEAK6 Investments LLC	[2020-09-30]	DFND	0.1	0.1
MARSHALL WACE ASIA Ltd	[2020-09-30]	OTR	0.0	0.0
BlackRock Inc.	[2020-09-30]	SOLE	0.0	0.0
Schonfeld Strategic Advisors LLC	[2020-09-30]	SOLE	0.0	0.0
Susquehanna International Group LLP	[2020-09-30]	DFND	0.0	0.0
Northern Trust Corp	[2020-09-30]	DFND	0.0	0.0
Citadel Advisors LLC	[2020-09-30]	DFND	0.0	0.0
Mosaic Family Wealth LLC	[2020-09-30]	SOLE	0.0	0.0
Moneta Group Investment Advisors LLC	[2020-09-30]	SOLE	0.0	0.0
Financial Counselors Inc	[2020-09-30]	SOLE	0.0	0.0
Hudson Bay Capital Management LP	[2020-09-30]	SOLE	0.0	0.0
JPMorgan Chase & Co	[2020-09-30]	DFND	0.0	0.0
Group One Trading LP	[2020-09-30]	SOLE	0.0	0.0
Simplex Trading LLC	[2020-09-30]	SOLE	0.0	0.0
UBS Group AG	[2020-09-30]	DFND	0.0	0.0
Royal Bank of Canada	[2020-09-30]	OTR	0.0	0.0
Steward Partners Investment Advisory LLC	[2020-09-30]	SOLE	0.0	0.0
Royal Bank of Canada	[2020-09-30]	DFND	0.0	0.0
Advisor Group Holdings Inc	[2020-09-30]	DFND	0.0	0.0
Wells Fargo & Co/Mn	[2020-09-30]	DFND	0.0	0.0
Proequities Inc	[2020-09-30]	SOLE	0.0	0.0
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