Due Diligence for Asset Managers
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Type	Result	AUM

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Canoe Financial LP	[2026-06-30]	SOLE	3,959,392	3,959,392
Intact Investment Management Inc	[2026-06-30]	SOLE	2,501,170	2,719,770
Cidel Asset Management Inc	[2026-06-30]	SOLE	589,828	589,828
Hatch Cove Capital LLC	[2026-06-30]	SOLE	507,400	507,400
Y-Intercept Hong Kong Ltd	[2026-06-30]	SOLE	466,339	466,339
MRAZ Amerine & Associates Inc	[2026-06-30]	SOLE	0	366,951
Hennessy Advisors Inc	[2026-06-30]	SOLE	317,600	317,600
Jones Collombin Investment Counsel Inc	[2026-06-30]	SOLE	292,184	292,184
Counterpoint Mutual Funds LLC	[2026-06-30]	SOLE	289,201	289,201
Addenda Capital Inc	[2026-06-30]	SOLE	279,994	279,994
Pacifica Partners Inc	[2026-06-30]	DFND	178,567	178,567
Annex Advisory Services LLC	[2026-06-30]	SOLE	159,084	159,084
Union Bancaire Privee UBP SA	[2026-06-30]	DFND	54,857	109,714
Castle Rock Wealth Management LLC	[2026-06-30]	SOLE	101,672	101,672
Confluence Investment Management LLC	[2026-06-30]	SOLE	63,184	64,557
Montgomery Investment Management Inc	[2026-06-30]	SOLE	55,805	62,835
Viking Fund Management LLC	[2026-06-30]	SOLE	60,000	60,000
Sequoia Financial Advisors LLC	[2026-06-30]	SOLE	0	46,542
PKO Investment Management Joint-Stock Co	[2026-06-30]	SOLE	40,906	40,906
Cardinal Point Capital Management ULC	[2026-06-30]	SOLE	0	33,842
Sowell Financial Services LLC	[2026-06-30]	SOLE	29,707	29,707
Crossmark Global Holdings Inc	[2026-06-30]	SOLE	23,247	23,247
Assenagon Asset Management SA	[2026-06-30]	SOLE	22,507	22,507
Fulton Bank NA	[2026-06-30]	SOLE	21,502	21,502
Empirical Financial Services LLC DBA Empirical Wealth Ma	[2026-06-30]	SOLE	19,930	19,930
Gateway Investment Advisers LLC	[2026-06-30]	SOLE	19,310	19,310
IFP Advisors LLC	[2026-06-30]	SOLE	15,601	15,601
Venturi Wealth Management LLC	[2026-06-30]	OTR	0	15,285
Wealth Enhancement Advisory Services LLC	[2026-06-30]	SOLE	1,145	12,090
Old National Bancorp /IN/	[2026-06-30]	SOLE	11,272	11,272
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