Information Systems Associates Inc

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Information Systems Associates Inc
TickerDUOT
CIK #0001396536
CUSIP266042209
SectorTechnology - Services-Prepackaged Software
Address2120 SW Danforth Circle, Palm City, FL 34990
Source [EDGAR]
CIK Filing 2011 - 2025
[0001396536] 10-K
[0001396536] 10-Q
[0001396536] 3
[0001396536] 4
[0001396536] 8-K
[0001396536] D
[0001396536] SC 13D
[0001396536] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Bard Associates Inc DUOS Technologies Group Inc [2021-02-12] 6.9
Lytton Laurence W DUOS Technologies Group Inc [2020-02-21] 8.5
Bleichroeder LP DUOS Technologies Group Inc [2019-09-06] 15.73
Pessin Norman H DUOS Technologies Group Inc [2019-03-28] 2.6
Francis Capital Management LLC DUOS Technologies Group Inc [2019-02-15] 8.3
Alpha Capital Anstalt DUOS Technologies Group Inc [2018-01-02] 9.99
Hirschman Orin DUOS Technologies Group Inc [2017-12-07] 9.7
First Eagle Investment Management LLC DUOS Technologies Group Inc [2017-12-01] 13.86
Keener Justin DUOS Technologies Group Inc [2017-02-06] 6.8
Arcaini Gianni B DUOS Technologies Group Inc [2017-01-13] 7.2
Form 3/4/5 Filer 2011 - 2025
Ferry Charles Parker
DUOS Technologies Group Inc
Goldfarb Adrian Graham
Ehrman Kenneth S
Mavrommatis Ned
Nixon James Craig
Lonegro Frank A
King Christopher T.
Bleichroeder LP
Murphy Andrew Winslow
Harris Edmond L
Pessin Norman H
Pessin Sandra F
Pessin Brian L.
Weeks Connie L.
Fonda Blair Madison
Arcaini Gianni B
21 April Fund Ltd
Mulder Fred J.
van Thiel Gijsbert FJ
Glodek Joseph Scott
Form 13F Holdings
Firm Period DFND Voting Shares
Bleichroeder LP [2025-06-30] SOLE 1,627,806 1,627,806
Vanguard Group Inc [2025-06-30] SOLE 0 352,520
Royal Bank of Canada [2025-06-30] DFND 312,400 312,400
Morgan Stanley [2025-06-30] DFND 0 165,800
Huntleigh Advisors Inc [2025-06-30] SOLE 136,181 136,181
Geode Capital Management LLC [2025-06-30] DFND 95,682 95,682
Informed Momentum Co LLC [2025-06-30] SOLE 90,073 90,073
Hightower Advisors LLC [2025-06-30] SOLE 63,143 63,143
Northern Trust Corp [2025-06-30] DFND 44,663 44,663
BlackRock, Inc. [2025-06-30] SOLE 42,723 42,723
State Street Corp [2025-06-30] DFND 27,479 27,479
LPL Financial LLC [2025-06-30] SOLE 0 21,050
Essex Investment Management Co LLC [2025-06-30] SOLE 19,138 19,138
Mesirow Financial Investment Management Inc [2025-06-30] SOLE 18,760 18,760
Shay Capital LLC [2025-06-30] SOLE 15,000 15,000
Private Advisor Group LLC [2025-06-30] SOLE 0 14,400
UBS Group AG [2025-06-30] DFND 8,652 10,652
Vanguard Group Inc [2025-06-30] DFND 0 2,042
Tower Research Capital LLC (TRC) [2025-06-30] DFND 1,950 1,950
Raymond James Financial Inc [2025-06-30] DFND 0 1,360
Bank of America Corp /DE/ [2025-06-30] DFND 0 88
SBI Securities Co., Ltd. [2025-06-30] DFND 51 51
FMR LLC [2025-06-30] DFND 0 35
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
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