Ellington Financial LLC

-

Stock Issuer and Owners

Home | Sign Up | Log In
Due Diligence for Asset Managers
You have viewed 5 of the 10 daily limit
Subscribe for $29/month to gain full access
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Ellington Financial LLC
TickerEFC
CIK #0001411342
CUSIP28852N109
SectorReal Estate & Construction - Real Estate
Address53 Forest Ave, Greenwich, CT 06870
Source [EDGAR]
CIK Filing 2011 - 2026
[0001411342] 10-K
[0001411342] 10-Q
[0001411342] 3
[0001411342] 4
[0001411342] 8-K
[0001411342] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Vanguard Group Inc Ellington Financial Inc [2022-02-09] 5.76
Integrated Core Strategies US LLC Ellington Financial Inc [2021-05-20] 0.4
Wellington Management Group LLP Ellington Financial Inc [2021-02-03] 7.48
Bay Pond Partners LP Ellington Financial Inc [2020-06-19] 5.01
BlackRock Inc Ellington Financial Inc [2020-02-07] 9.7
BBR Partners LLC Ellington Financial LLC [2019-01-31] 5.53
FMR LLC Ellington Financial LLC [2018-02-13] 0.0
Bay Pond Investors Berumda L P Ellington Financial LLC [2015-09-21] 5.01
Bay Pond Partners LP Ellington Financial LLC [2012-04-05] 5.0
American Financial Group Inc Ellington Financial LLC [2012-01-31] 6.15
Form 3/4/5 Filer 2011 - 2026
Vranos Michael W
Ellington Financial LLC
Mumford Lisa
Herlihy John
Smernoff Chris
Resendez Edward
Simon Ronald I
Dannhauser Stephen J
Robards Thomas F
Penn Laurence
Tecotzky Mark
VC Investments LLC
EMG Holdings LP
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Mumford Lisa
Common Stock
2025-12-31 Grant 7,657 $0.00
Mumford Lisa
OP LTIP Units · derivative
2025-12-31 Option exercise 7,657 $0.00
Smernoff Chris
OP LTIP Units · derivative
2025-12-17 Grant 18,209 $0.00
Herlihy John
OP LTIP Units · derivative
2025-12-17 Grant 36,417 $0.00
Simon Ronald I
Common Stock
2025-09-11 Buy 5,544 $13.56 75,177
Mumford Lisa
Common Stock
2025-09-10 Grant 9,198 $0.00
Resendez Edward
OP LTIP Units · derivative
2025-09-10 Grant 9,198 $0.00
Dannhauser Stephen J
OP LTIP Units · derivative
2025-09-10 Grant 9,198 $0.00
Simon Ronald I
Common Stock
2025-09-10 Grant 9,198 $0.00
Vranos Michael W
Common Stock
2025-05-20 Other 33,877 $0.00
Mumford Lisa
OP LTIP Units · derivative
2024-12-27 Other 8,378 $0.00
Simon Ronald I
Common Stock
2024-12-27 Grant 8,378 $0.00
Mumford Lisa
Common Stock
2024-12-27 Grant 8,378 $0.00
Simon Ronald I
OP LTIP Units · derivative
2024-12-27 Other 8,378 $0.00
Smernoff Chris
OP LTIP Units · derivative
2024-12-20 Grant 14,992 $0.00
Herlihy John
OP LTIP Units · derivative
2024-12-20 Grant 26,945 $0.00
Vranos Michael W
Common Stock
2024-10-15 Sell 14,361 $12.58 180,661
Vranos Michael W
Common Stock
2024-10-14 Sell 14,000 $12.48 174,720
Simon Ronald I
OP LTIP Units · derivative
2024-09-13 Option exercise 7,657 $0.00
Simon Ronald I
Common Stock
2024-09-13 Option exercise 7,657 $0.00
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 241 61,507,065
2025-12-31 253 53,556,242
2025-09-30 231 50,810,263
2025-06-30 209 49,190,240
2025-03-31 207 46,821,976
2024-12-31 199 46,280,144
2024-09-30 189 47,350,941
2024-06-30 162 47,100,676
2024-03-31 161 43,840,347
2023-12-31 168 45,102,044
2023-09-30 160 35,278,991
2023-06-30 151 34,475,545
Form 13F Holdings
Firm Period DFND Voting Shares
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 184,353 184,353
Louisiana State Employees Retirement System [2026-06-30] SOLE 55,300 55,300
Alaska Retirement Management Board [2026-06-30] SOLE 41,295 41,295
Yousif Capital Management LLC [2026-06-30] SOLE 7,690 33,212
Commonwealth of Pennsylvania Public School Empls Retrmt SYS [2026-06-30] SOLE 29,735 29,735
Sequoia Financial Advisors LLC [2026-06-30] SOLE 0 17,889
Brookstone Capital Management [2026-06-30] SOLE 0 15,351
Mallini Complete Financial Planning LLC [2026-06-30] SOLE 11,424 11,424
Spire Wealth Management [2026-06-30] SOLE 0 8,300
Gamma Investing LLC [2026-06-30] DFND 5,071 5,071
Versant Capital Management Inc [2026-06-30] SOLE 831 831
Farther Finance Advisors LLC [2026-06-30] SOLE 0 662
High Point Wealth Management LLC [2026-06-30] SOLE 530 531
Corecap Advisors LLC [2026-06-30] SOLE 0 321
MassMutual Private Wealth & Trust FSB [2026-06-30] SOLE 301 301
First Horizon Corp [2026-06-30] DFND 0 200
Capital Advisors Ltd LLC [2026-06-30] SOLE 0 111
IFP Advisors LLC [2026-06-30] SOLE 65 65
Farmers & Merchants Investments Inc [2026-06-30] SOLE 39 39
Cedar Mountain Advisors LLC [2026-06-30] SOLE 0 33
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 26
True Wealth Design LLC [2026-06-30] SOLE 0 20
Davis Capital Management [2026-06-30] SOLE 7 7
Hughes Financial Services LLC [2026-06-30] SOLE 1 1
Prev | Page 1 | Next
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com