First Trust Mortgage Income Fund

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First Trust Mortgage Income Fund
TickerFMY
CIK #0001319183
CUSIP33734E103
Sector -
Address120 East Liberty Drive, Suite 400, Wheaton, IL 60187
Source [EDGAR]
CIK Filing 2011 - 2025
[0001319183] 3
[0001319183] 4
[0001319183] 5
[0001319183] 8-K
[0001319183] SC 13D
[0001319183] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
SIT Investment Associates Inc First Trust Mortgage Income Fund [2015-03-19] 28.74
1607 Capital Partners LLC First Trust Mortgage Income Fund [2014-02-10] 0.89
Form 3/4/5 Filer 2011 - 2025
Maltbie Derek
First Trust Mortgage Income Fund
Wright Bronwyn
Aronson Owen N
Denise M Keefe
Dehler Kelly Catherine
Brown Kathleen Wieland
Friske Scott Michael
Hall R Scott
Snyder James W
Wu Honggang Chris
Breaks Anthony A.
Charles Jeremiah
Bradley Mark R
Carey Robert F
Urevig Katherine L
Swade Donald
Shannon Shane
Lynch Coleen D
Klassman Erin E
Gatta Rosanne
Erickson Jon C
Form 13F Holdings
Firm Period DFND Voting Shares
1607 Capital Partners LLC [2025-06-30] SOLE 92,637 92,637
Morgan Stanley [2025-06-30] DFND 1 39,033
Kovitz Investment Group Partners LLC [2025-06-30] SOLE 23,100 23,100
Uhlmann Price Securities LLC [2025-06-30] SOLE 15,980 15,980
Narwhal Capital Management [2025-06-30] SOLE 0 14,203
Jones Financial Companies LLLP [2025-06-30] SOLE 14,113 14,113
Cresset Asset Management LLC [2025-06-30] SOLE 14,100 14,100
Global Assets Advisory LLC [2025-06-30] SOLE 0 7,500
Osaic Holdings Inc [2025-06-30] DFND 0 4,271
Raymond James Financial Inc [2025-06-30] DFND 0 2,547
SIT Investment Associates Inc [2025-06-30] SOLE 0 2,268
CWM LLC [2025-06-30] SOLE 0 9
Wells Fargo & Company/MN [2025-06-30] DFND 1 1
UBS Group AG [2025-06-30] DFND 0 1
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
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