| Due Diligence for Asset Managers |
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Analyze the public filings of asset managers Dive into the EDGAR, IAPD, CAFR source data |
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| Gladstone Investment Corporationde | |
|---|---|
| Ticker | GAIN |
| CIK # | 0001321741 |
| CUSIP | 376546107 |
| Sector | - |
| Address | 1521 Westbranch Drive Suite 100, Mclean, VA 22102 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001321741] | 10-K | |
| [0001321741] | 10-Q | |
| [0001321741] | 3 | |
| [0001321741] | 4 | |
| [0001321741] | 5 | |
| [0001321741] | 8-K | |
| [0001321741] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
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Dullum David A R
Common Stock
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2024-10-10 | Gift | 3,000 | $0.00 | |
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Easton Rachael Z
Common Stock
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2023-11-06 | Buy | 650 | $14.67 | 9,536 |
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Dullum David A R
Common Stock
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2023-08-07 | Buy | 5,000 | $13.39 | 66,950 |
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Easton Rachael Z
Common Stock
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2023-03-16 | Buy | 375 | $13.12 | 4,920 |
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Dullum David A R
Common Stock
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2023-03-14 | Buy | 3,000 | $12.84 | 38,520 |
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Wilkinson Walter H
Common Stock
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2023-02-06 | Buy | 3,661 | $13.96 | 51,108 |
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Dullum David A R
Common Stock
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2022-12-16 | Buy | 3,000 | $13.06 | 39,180 |
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Smith Jennifer A
Common Stock
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2022-08-19 | Buy | 100 | $15.61 | 1,561 |
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Dullum David A R
Common Stock
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2022-06-14 | Buy | 4,000 | $12.75 | 51,000 |
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Easton Rachael Z
Common Stock
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2022-05-20 | Buy | 175 | $14.52 | 2,541 |
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Dullum David A R
Common Stock
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2022-02-24 | Buy | 2,500 | $14.69 | 36,725 |
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Dullum David A R
Common Stock
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2022-02-24 | Buy | 3,000 | $14.46 | 43,380 |
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Easton Rachael Z
Common Stock
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2022-02-23 | Buy | 200 | $14.93 | 2,986 |
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Dullum David A R
Common Stock
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2021-12-03 | Buy | 3,000 | $16.54 | 49,620 |
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Dullum David A R
Common Stock
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2020-03-23 | Buy | 2,500 | $6.80 | 17,000 |
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Brubaker Terry Lee
Common Stock
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2020-03-23 | Buy | 2,500 | $6.83 | 17,075 |
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Ryan Julia
Common stock
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2020-03-20 | Buy | 2,500 | $8.18 | 20,450 |
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Brubaker Terry Lee
Common Stock
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2020-03-19 | Buy | 2,500 | $6.73 | 16,825 |
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Dullum David A R
Common Stock
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2020-03-18 | Buy | 8,000 | $7.20 | 57,600 |
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Brubaker Terry Lee
Common Stock
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2020-03-18 | Buy | 2,500 | $7.35 | 18,375 |
| showing 20 of 83 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 91 | 6,375,732 |
| 2025-12-31 | 93 | 5,955,437 |
| 2025-09-30 | 89 | 5,380,560 |
| 2025-06-30 | 87 | 4,895,527 |
| 2025-03-31 | 87 | 4,690,979 |
| 2024-12-31 | 86 | 4,454,671 |
| 2024-09-30 | 81 | 4,338,312 |
| 2024-06-30 | 85 | 4,864,875 |
| 2024-03-31 | 81 | 4,997,051 |
| 2023-12-31 | 92 | 4,066,135 |
| 2023-09-30 | 75 | 3,601,006 |
| 2023-06-30 | 77 | 3,646,630 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| PFG Advisors | [2026-06-30] | SOLE | 0 | 236,628 |
| Davenport & Company LLC | [2026-06-30] | SOLE | 38,500 | 142,530 |
| Confluence Investment Management LLC | [2026-06-30] | DFND | 0 | 22,000 |
| Confluence Investment Management LLC | [2026-06-30] | SOLE | 14,982 | 14,982 |
| Sound Income Strategies LLC | [2026-06-30] | SOLE | 10,456 | 10,456 |
| Register Financial Advisors LLC | [2026-06-30] | SOLE | 0 | 9,500 |
| Union Bancaire Privee UBP SA | [2026-06-30] | DFND | 0 | 3,570 |
| Kentucky Trust Co | [2026-06-30] | SOLE | 2,000 | 2,000 |
| Ritter Daniher Financial Advisory LLC / DE | [2026-06-30] | SOLE | 0 | 1,594 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 666 |
| JFS Wealth Advisors LLC | [2026-06-30] | SOLE | 0 | 45 | Prev | Page 1 | Next |