| Due Diligence for Asset Managers |
|---|
|
You have viewed 10 of the 10 daily limit Subscribe for $29/month to gain full access |
|
⚲
|
| Keyboard |
| Guggenheim Active Allocation Fund | |
|---|---|
| Ticker | GUG |
| CIK # | 0001864208 |
| CUSIP | 40170T106 |
| Sector | - |
| Address | 227 W Monroe Street, Chicago, IL 60606 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001864208] | 3 | |
| [0001864208] | 4 | |
| [0001864208] | 8-K | |
| [0001864208] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Morgan Stanley | Guggenheim Active Allocation Fund | [2023-02-09] | 7.0 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Barnes Randall C
Common Stock
|
2026-03-06 | Sell | 3,000 | $15.85 | 47,550 |
|
Nyberg Ronald
Common Stock
|
2025-12-18 | Buy | 321 | $15.53 | 4,985 |
|
Nyberg Ronald
Common Stock
|
2025-05-05 | Buy | 1,305 | $15.15 | 19,771 |
|
Toupin Ronald E Jr
Common Stock
|
2025-04-01 | Buy | 1,500 | $15.10 | 22,650 |
|
Barnes Randall C
Common Stock
|
2024-10-03 | Sell | 500 | $16.45 | 8,225 |
|
Brock-Kyle Angela
Common Stock
|
2024-09-03 | Buy | 907 | $15.94 | 14,458 |
|
Brock-Kyle Angela
Common Stock
|
2024-09-03 | Buy | 0.43 | $15.99 | 7 |
|
Brock-Kyle Angela
Common Stock
|
2024-09-03 | Buy | 2 | $15.93 | 32 |
|
Toupin Ronald E Jr
Common Stock
|
2024-04-01 | Buy | 194 | $14.65 | 2,842 |
|
Barnes Randall C
Common Stock
|
2024-01-30 | Buy | 385 | $14.50 | 5,582 |
|
Toupin Ronald E Jr
Common Stock
|
2023-12-29 | Buy | 200 | $14.67 | 2,934 |
|
Barnes Randall C
Common Stock
|
2023-12-13 | Buy | 5,880 | $13.92 | 81,850 |
|
Barnes Randall C
Common Stock
|
2023-12-08 | Buy | 2,000 | $14.07 | 28,140 |
|
Barnes Randall C
Common Stock
|
2023-12-07 | Buy | 7,725 | $14.12 | 109,077 |
|
Barnes Randall C
Common Stock
|
2023-12-06 | Buy | 14,705 | $14.01 | 206,017 |
|
Barnes Randall C
Common Stock
|
2023-12-05 | Buy | 6,000 | $13.92 | 83,520 |
|
Toupin Ronald E Jr
Common Stock
|
2023-11-30 | Buy | 200 | $13.73 | 2,746 |
|
Barnes Randall C
Common Stock
|
2023-11-30 | Buy | 1,000 | $13.85 | 13,850 |
|
Barnes Randall C
Common Stock
|
2023-10-31 | Buy | 1,000 | $12.99 | 12,990 |
|
Toupin Ronald E Jr
Common Stock
|
2023-10-31 | Buy | 220 | $13.04 | 2,869 |
| showing 20 of 72 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 44 | 10,564,017 |
| 2025-12-31 | 53 | 10,793,061 |
| 2025-09-30 | 51 | 10,455,455 |
| 2025-06-30 | 50 | 10,850,450 |
| 2025-03-31 | 53 | 9,529,827 |
| 2024-12-31 | 58 | 8,863,808 |
| 2024-09-30 | 51 | 8,101,481 |
| 2024-06-30 | 52 | 8,432,107 |
| 2024-03-31 | 51 | 12,176,006 |
| 2023-12-31 | 45 | 11,323,080 |
| 2023-09-30 | 42 | 8,130,762 |
| 2023-06-30 | 38 | 8,217,487 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Davenport & Company LLC | [2026-06-30] | SOLE | 19,234 | 19,234 |
| Noble Wealth Management PBC | [2026-06-30] | SOLE | 2,700 | 2,700 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 357 |
| Highline Wealth Partners LLC | [2026-06-30] | SOLE | 187 | 187 | Prev | Page 1 | Next |