Herzfeld Caribbean Basin Fund Inc

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Herzfeld Caribbean Basin Fund Inc
TickerHERZ
CIK #0000880406
CUSIP42804T205
Sector -
Address119 Washington Avenue, Suite 504, Miami Beach, FL 33139
Source [EDGAR]
CIK Filing 2011 - 2026
[0000880406] 3
[0000880406] 4
[0000880406] 8-K
[0000880406] SC 13D
[0000880406] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Bulldog Investors LLP Herzfeld Caribbean Basin Fund Inc [2025-02-07] 0.0
Blue Bell Private Wealth Management LLC Herzfeld Caribbean Basin Fund Inc [2024-02-15] 0.0
Matisse Capital Herzfeld Caribbean Basin Fund Inc [2024-02-14] 0.0
Goldstein Phillip Herzfeld Caribbean Basin Fund Inc [2019-04-30] 11.0
Goldstein Phillip Herzfeld Caribbean Basin Fund Inc [2019-03-04] 0.68
City of London Investment Group PLC Herzfeld Caribbean Basin Fund Inc [2018-02-09] 8.0
Herzfeld Erik Mervin Herzfeld Caribbean Basin Fund Inc [2016-12-30] 5.36
Bonaventure Investments LP Herzfeld Caribbean Basin Fund Inc [2014-12-22] 4.0
Herzfeld Erik Mervin Herzfeld Caribbean Basin Fund Inc [2014-12-19] 5.01
Form 3/4/5 Filer 2011 - 2026
Herzfeld Thomas J
Herzfeld Caribbean Basin Fund Inc
Paylor Ryan M
Gondor Cecilia L
Herzfeld Erik Mervin
Tatum Kay W
Herzfeld Brigitta Suzanne
Gelety John A
Lieff Ann S
Goldstein Phillip
Richmond Zachary Paul
Tham Alice
Morgan Thomas K
Oro Jose Raphael
Babun Teofilo Abraham
Rubin Michael A
Lee Reanna JM
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Herzfeld Thomas J
Common stock
2026-03-27 Buy 2,974 $15.50 46,097
Paylor Ryan M
Common stock
2026-03-03 Buy 40 $15.81 632
Herzfeld Thomas J
Common stock
2026-03-03 Buy 1,276 $15.81 20,174
Herzfeld Thomas J
Common stock
2026-03-02 Buy 3,760 $15.32 57,603
Paylor Ryan M
Common stock
2026-03-02 Buy 112 $15.32 1,716
Common stock
2025-12-30 Disposed to issuer 12,463 $2.58 32,155
Common stock
2025-12-30 Disposed to issuer 120,584 $2.58 311,107
Common Stock
2025-12-30 Disposed to issuer 2,073 $2.58 5,348
Common stock
2025-12-30 Disposed to issuer 24,819 $2.58 64,033
Tatum Kay W
Common Stock
2025-12-30 Disposed to issuer 1,413 $2.58 3,646
Herzfeld Brigitta Suzanne
Common stock
2025-12-30 Disposed to issuer 24,821 $2.58 64,038
Herzfeld Thomas J
Common Stock
2025-12-30 Disposed to issuer 313,444 $2.58 808,686
Gelety John A
Common Stock
2025-12-30 Disposed to issuer 2,716 $2.58 7,007
Paylor Ryan M
Common stock
2025-12-30 Disposed to issuer 14,670 $2.58 37,849
Herzfeld Erik Mervin
Common stock
2025-12-30 Disposed to issuer 120,583 $2.58 311,104
Common Stock
2025-12-30 Disposed to issuer 313,441 $2.58 808,678
Common Stock
2025-12-30 Disposed to issuer 313,439 $2.58 808,673
Common Stock
2025-12-30 Disposed to issuer 1,078 $2.58 2,781
Gondor Cecilia L
Common Stock
2025-12-30 Disposed to issuer 9,003 $2.58 23,228
Herzfeld Thomas J
Common Stock
2025-10-21 Disposed to issuer 121,238 $2.59 314,006
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 12 1,168,620
Form 13F Holdings
Firm Period DFND Voting Shares
Corecap Advisors LLC [2026-06-30] SOLE 0 27
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