| Due Diligence for Asset Managers |
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| Kodiak Sciences Inc | |
|---|---|
| Ticker | KOD |
| CIK # | 0001468748 |
| CUSIP | 50015M109 |
| Sector | Life Sciences - Biological Products, (No Disgnostic Substances) |
| Address | 2631 Hanover Street, Palo Alto, CA 94304 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Kodiak Sciences Inc | 2016-03-24 | 34.0 M | Exemption: 506(b) · Duration: One year or less · Revenue: Decline to Disclose |
| Oligasis LLC | 2009-07-28 | 1.8 M | Exemption: 506 · Remaining: $413,956 · Duration: One year or less · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001468748] | 10-K | |
| [0001468748] | 10-Q | |
| [0001468748] | 3 | |
| [0001468748] | 4 | |
| [0001468748] | 5 | |
| [0001468748] | 8-K | |
| [0001468748] | D | |
| [0001468748] | SC 13D | |
| [0001468748] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Perlroth Victor
Stock Option (Right to Buy) · derivative
|
2026-03-25 | Option exercise | 300,000 | $0.00 | |
|
Perlroth Victor
Common Stock
|
2026-03-25 | Option exercise | 300,000 | $1.04 | 312,000 |
|
Perlroth Victor
Stock Option (Right to Buy) · derivative
|
2026-03-18 | Grant | 175,000 | $0.00 | |
|
Perlroth Victor
Common Stock
|
2025-12-26 | Gift | 12,500 | $0.00 | |
|
Baker Brothers Life Sciences LP +5
Common Stock
|
2025-12-18 | Buy | 217,428 | $23.00 | 5,000,844 |
|
Baker Brothers Life Sciences LP +5
Common Stock
|
2025-12-18 | Buy | 2,391,268 | $23.00 | 54,999,164 |
|
Perlroth Victor
Stock Option (Right to Buy) · derivative
|
2025-07-04 | Grant | 340,000 | $0.00 | |
|
Borgeson John A
Stock Option (Right to Buy) · derivative
|
2025-07-04 | Grant | 250,000 | $0.00 | |
|
Baker Brothers Life Sciences LP +5
Non- Qualified Stock Options (right to buy) · derivative
|
2025-06-30 | Grant | 40,000 | $0.00 | |
|
Bancroft Charles A
Stock Option (Right to Buy) · derivative
|
2025-06-30 | Grant | 40,000 | $0.00 | |
|
Yang Taiyin
Stock Option (Right to Buy) · derivative
|
2025-06-30 | Grant | 40,000 | $0.00 | |
|
Dahiyat Bassil I
Stock Option (Right to Buy) · derivative
|
2025-06-30 | Grant | 40,000 | $0.00 | |
|
Levy Richard S
Stock Option (Right to Buy) · derivative
|
2025-06-30 | Grant | 40,000 | $0.00 | |
|
Baker Brothers Life Sciences LP +5
Non- Qualified Stock Options (right to buy) · derivative
|
2025-06-30 | Grant | 40,000 | $0.00 | |
|
Profusek Robert
Stock Option (Right to Buy) · derivative
|
2025-06-30 | Grant | 40,000 | $0.00 | |
|
Borgeson John A
Common Stock
|
2025-06-17 | Sell | 723 | $3.65 | 2,639 |
|
Borgeson John A
Common Stock
|
2025-06-15 | Option exercise | 1,875 | ||
|
Borgeson John A
Restricted Stock Units · derivative
|
2025-06-15 | Option exercise | 1,875 | $0.00 | |
|
Borgeson John A
Stock Option (Right to Buy) · derivative
|
2024-08-05 | Grant | 334,500 | $0.00 | |
|
Perlroth Victor
Stock Option (Right to Buy) · derivative
|
2024-08-05 | Grant | 406,000 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 191 | 55,953,383 |
| 2025-12-31 | 161 | 55,693,174 |
| 2025-09-30 | 123 | 43,460,687 |
| 2025-06-30 | 103 | 39,971,579 |
| 2025-03-31 | 109 | 40,968,553 |
| 2024-12-31 | 112 | 39,378,640 |
| 2024-09-30 | 99 | 37,529,145 |
| 2024-06-30 | 109 | 38,171,243 |
| 2024-03-31 | 115 | 43,552,114 |
| 2023-12-31 | 99 | 39,470,085 |
| 2023-09-30 | 104 | 40,985,942 |
| 2023-06-30 | 132 | 42,548,838 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Handelsbanken Fonder AB | [2026-06-30] | SOLE | 0 | 18,600 |
| Y-Intercept Hong Kong Ltd | [2026-06-30] | SOLE | 18,561 | 18,561 |
| PSP Research LLC | [2026-06-30] | SOLE | 0 | 6,000 |
| Activest Wealth Management | [2026-06-30] | SOLE | 0 | 1,001 |
| Gamma Investing LLC | [2026-06-30] | DFND | 892 | 892 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 730 |
| Spire Wealth Management | [2026-06-30] | SOLE | 0 | 633 |
| Physician Wealth Advisors Inc | [2026-06-30] | SOLE | 0 | 610 |
| Versant Capital Management Inc | [2026-06-30] | SOLE | 371 | 371 |
| Fortitude Family Office LLC | [2026-06-30] | SOLE | 76 | 76 |
| True Wealth Design LLC | [2026-06-30] | SOLE | 0 | 13 |
| IFP Advisors LLC | [2026-06-30] | SOLE | 6 | 6 |
| Hughes Financial Services LLC | [2026-06-30] | SOLE | 2 | 2 | Prev | Page 1 | Next |