| Due Diligence for Asset Managers |
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Analyze the public filings of asset managers Dive into the EDGAR, IAPD, CAFR source data |
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| Athira Pharma Inc | |
|---|---|
| Ticker | LONA |
| CIK # | 0001620463 |
| CUSIP | 04746L203 |
| Sector | Life Sciences - Biological Products, (No Disgnostic Substances) |
| Address | 4000 Mason Road, Suite 300 Box 352141, Seattle, WA 981952141 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Athira Pharma Inc | 2020-06-12 | 89.0 M | Exemption: 506(b) · Remaining: $1,936,670 · Duration: One year or less · Commission: $3,445,000 · Revenue: Decline to Disclose |
| M3 Biotechnology Inc | 2015-11-20 | 14.1 M | Exemption: 506(b) · Remaining: $2,885,000 · Duration: More than one year · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001620463] | 10-K | |
| [0001620463] | 10-Q | |
| [0001620463] | 3 | |
| [0001620463] | 4 | |
| [0001620463] | 5 | |
| [0001620463] | 8-K | |
| [0001620463] | D | |
| [0001620463] | SC 13D | |
| [0001620463] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
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Church Kevin
Common Stock
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2026-03-04 | Sell | 1,359 | $5.37 | 7,298 |
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Renninger Robert
Common Stock
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2026-03-04 | Sell | 906 | $5.37 | 4,865 |
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Litton Mark James
Common Stock
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2026-03-04 | Sell | 5,156 | $5.37 | 27,688 |
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San Martin Javier
Common Stock
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2026-03-04 | Sell | 1,720 | $5.37 | 9,236 |
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Worthington Mark
Common Stock
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2026-03-04 | Sell | 1,328 | $5.37 | 7,131 |
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Church Kevin
Restricted Stock Units · derivative
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2026-03-03 | Option exercise | 5,856 | $0.00 | |
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San Martin Javier
Restricted Stock Units · derivative
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2026-03-03 | Option exercise | 7,418 | $0.00 | |
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Church Kevin
Common Stock
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2026-03-03 | Option exercise | 5,856 | $0.00 | |
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Litton Mark James
Restricted Stock Units · derivative
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2026-03-03 | Option exercise | 22,254 | $0.00 | |
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Worthington Mark
Common Stock
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2026-03-03 | Option exercise | 5,726 | $0.00 | |
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San Martin Javier
Common Stock
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2026-03-03 | Option exercise | 7,418 | $0.00 | |
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Renninger Robert
Restricted Stock Units · derivative
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2026-03-03 | Option exercise | 3,900 | $0.00 | |
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Worthington Mark
Restricted Stock Units · derivative
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2026-03-03 | Option exercise | 5,726 | $0.00 | |
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Renninger Robert
Common Stock
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2026-03-03 | Option exercise | 3,900 | $0.00 | |
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Litton Mark James
Common Stock
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2026-03-03 | Option exercise | 22,254 | $0.00 | |
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San Martin Javier
Common Stock
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2026-01-02 | Sell | 1,644 | $6.88 | 11,311 |
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Worthington Mark
Common Stock
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2026-01-02 | Sell | 876 | $6.88 | 6,027 |
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Litton Mark James
Common Stock
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2026-01-02 | Sell | 2,586 | $6.88 | 17,792 |
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Renninger Robert
Common Stock
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2026-01-02 | Sell | 297 | $6.88 | 2,043 |
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Church Kevin
Common Stock
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2026-01-02 | Sell | 876 | $6.88 | 6,027 |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 40 | 6,848,077 |
| 2025-12-31 | 42 | 6,205,300 |
| 2025-09-30 | 34 | 1,715,390 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Simplify Asset Management Inc | [2026-06-30] | SOLE | 149,279 | 149,279 | Prev | Page 1 | Next |