UBS AG

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UBS AG
TickerMLPB
CIK #0001114446
CUSIP90274D382
SectorFinance - National Commercial Banks
AddressBahnhofstrasse 45 PO Box Ch 8001, Zurich, CH 8001
Source [EDGAR]
CIK Filing 2011 - 2025
[0001114446] 13F-HR
[0001114446] 13F-NT
[0001114446] 4
[0001114446] 6-K
[0001114446] SC 13D
[0001114446] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
UBS Group AG UBS AG [2015-05-07] 0.0
RiverNorth Capital Management LLC UBS AG [2015-02-17] 8.54
Fifth Third Bancorp UBS AG [2015-02-10] 27.01
UBS AG Brookfield Mortgage Opportunity Income Fund Inc [2014-02-13] 8.22
UBS AG Virtus Global Multi-Sector Income Fund [2014-02-13] 8.9
UBS AG BlackRock California Municipal 2018 Term Trust [2014-02-13] 6.33
UBS AG Amira Nature Foods Ltd [2013-02-13] 6.53
UBS AG Promotora de Informaciones Sa /FI [2013-02-13] 5.86
[2013-02-11] None
[2012-04-10] None
UBS AG Blackstone / GSO Long-Short Credit Income Fund [2012-02-08] 6.83
Form 3/4/5 Filer 2011 - 2025
UBS AG
BlackRock Municipal 2020 Term Trust
BlackRock Florida Municipal 2020 Term Trust
Virtus Convertible & Income Fund II
American Municipal Income Portfolio Inc
Minnesota Municipal Income Portfolio Inc
First American Minnesota Municipal Income Fund II Inc
Eaton Vance Senior Floating-Rate Trust
Pioneer High Income Fund Inc
Franklin Ltd Duration Income Trust
Eaton Vance Senior Income Trust
PIMCO Income Strategy Fund II
PIMCO Corporate & Income Opportunity Fund
BNY Mellon Strategic Municipals Inc
BNY Mellon Municipal Income Inc
BNY Mellon Strategic Municipal Bond Fund Inc
Pioneer Floating Rate Fund, Inc.
Alliance California Municipal Income Fund
Virtus Convertible & Income Fund
Eaton Vance Ltd Duration Income Fund
DNP Select Income Fund Inc
Eaton Vance Floating-Rate Income Trust
MFS Municipal Income Trust
BlackRock New Jersey Investment Quality Municipal Trust Inc
BlackRock New York Investment Quality Municipal Trust Inc
BlackRock New Jersey Municipal Bond Trust
BlackRock Pennsylvania Strategic Municipal Trust
Invesco California Municipal Income Trust
Invesco New York Quality Municipal Securities
Invesco Van Kampen Ohio Quality Municipal Trust
BlackRock Massachusetts Tax-Exempt Trust
Invesco Value Municipal Bond Trust
Invesco Van Kampen Trust for Value Municipals
Invesco Municipal Opportunity Trust
Invesco Trust for Investment Grade New York Municipals
Invesco California Value Municipal Income Trust
Invesco Pennsylvania Value Municipal Income Trust
Invesco Van Kampen Massachusetts Value Municipal Income Trus
Invesco Van Kampen Select Sector Municipal Trust
BlackRock New Jersey Municipal Income Trust
BlackRock California Municipal Income Trust
BlackRock Municipal Income Investment Trust
BlackRock Muniyield Investment Quality Fund
BlackRock Investment Quality Municipal Trust Inc
BlackRock Munivest Fund Inc
BlackRock Municipal Income Quality Trust
Saba Capital Income & Opportunities Fund
Federated Hermes Premier Municipal Income Fund
Form 13F Holdings
Firm Period DFND Voting Shares
CIBC Private Wealth Group LLC [2025-06-30] SOLE 3,154,082 3,171,039
Wells Fargo & Company/MN [2025-06-30] DFND 0 2,278,260
Marion Wealth Management [2025-06-30] SOLE 0 577,672
MAI Capital Management [2025-06-30] SOLE 9,000 107,182
PNC Financial Services Group Inc [2025-06-30] DFND 94,226 94,226
MBL Wealth LLC [2025-06-30] SOLE 52,555 57,255
PNC Financial Services Group Inc [2025-06-30] OTR 56,124 56,124
Bank of America Corp /DE/ [2025-06-30] DFND 30,035 30,035
Savvy Advisors Inc [2025-06-30] SOLE 0 28,798
Wealth Enhancement Advisory Services LLC [2025-06-30] SOLE 23,640 23,640
Citadel Advisors LLC [2025-06-30] DFND 23,426 23,426
Diversified Trust Co [2025-06-30] SOLE 0 20,780
Kestra Advisory Services LLC [2025-06-30] SOLE 0 19,301
Fifth Third Bancorp [2025-06-30] DFND 18,078 18,078
IFP Advisors, Inc [2025-06-30] SOLE 16,512 16,512
Cerity Partners LLC [2025-06-30] SOLE 15,808 15,808
Neuberger Berman Group LLC [2025-06-30] SOLE 15,000 15,000
LPL Financial LLC [2025-06-30] SOLE 0 13,540
Callan Family Office LLC [2025-06-30] SOLE 10,702 10,702
Wolverine Trading LLC [2025-06-30] DFND 0 10,576
FineMark National Bank & Trust [2025-06-30] SOLE 9,475 9,475
ETF Store, Inc. [2025-06-30] SOLE 0 8,847
Creative Planning [2025-06-30] SOLE 0 8,747
First Horizon Advisors Inc [2025-06-30] DFND 0 4,800
Creative Planning [2025-06-30] DFND 0 2,537
Morgan Stanley [2025-06-30] DFND 0 2,300
Private Trust Co NA [2025-06-30] DFND 1,800 1,800
Raymond James Financial Inc [2025-06-30] DFND 0 1,700
Osaic Holdings Inc [2025-06-30] DFND 0 1,593
Royal Bank of Canada [2025-06-30] DFND 1,290 1,290
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