Oxford Lane Capital Corp

-

Stock Issuer and Owners

Home | Sign Up | Log In
Message
Happy Holidays!! thanks for using AUM13F!!
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Oxford Lane Capital Corp
TickerOXLC
CIK #0001495222
CUSIP691543102
Sector -
Address8 Sound Shore Drive Suite 255, Greenwich, CT 06830
Source [EDGAR]
CIK Filing 2011 - 2025
[0001495222] 3
[0001495222] 4
[0001495222] 8-K
[0001495222] SC 13D
[0001495222] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Eagle Point Credit Management LLC Oxford Lane Capital Corp [2024-11-14] 23.8
Eagle Point Credit Management LLC Oxford Lane Capital Corp [2023-12-22] 18.5
Eagle Point Credit Management LLC Oxford Lane Capital Corp [2023-05-26] 20.2
Karpus Management Inc Oxford Lane Capital Corp [2023-02-14] 7.2
Eagle Point Credit Management LLC Oxford Lane Capital Corp [2020-05-22] 4.5
RiverNorth Capital Management LLC Oxford Lane Capital Corp [2018-04-10] 15.09
Karpus Management Inc Oxford Lane Capital Corp [2018-02-09] 26.79
SELZ Capital LLC Oxford Lane Capital Corp [2018-01-19] 3.1
Karpus Management Inc Oxford Lane Capital Corp [2017-07-10] 40.0
SELZ Capital LLC Oxford Lane Capital Corp [2017-01-11] 7.1
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2016-06-03] 16.92
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2016-03-03] 23.05
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2016-01-29] 19.38
SELZ Capital LLC Oxford Lane Capital Corp [2016-01-08] 7.4
Yakira Capital Management Inc Oxford Lane Capital Corp [2015-06-24] 1.27
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2015-02-09] 11.7
SELZ Capital LLC Oxford Lane Capital Corp [2015-01-09] 7.5
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2015-01-09] 11.32
Forster Robert Oxford Lane Capital Corp [2014-12-15] 6.79
Karpus Management Inc Oxford Lane Capital Corp [2014-10-10] 40.0
Frantz Leroy Scott Oxford Lane Capital Corp [2014-09-10] 13.5
Artemis Investment Management LLP Oxford Lane Capital Corp [2014-07-02] 5.12
SELZ Capital LLC Oxford Lane Capital Corp [2014-01-13] 12.01
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2013-02-14] 5.89
SELZ Capital LLC Oxford Lane Capital Corp [2013-01-16] 17.4
Bulldog Investors Oxford Lane Capital Corp [2012-11-30] 11.0
SELZ Capital LLC Oxford Lane Capital Corp [2012-05-07] 18.3
Form 3/4/5 Filer 2011 - 2025
Rosenthal Saul B
Oxford Lane Capital Corp.
Cohen Jonathan H
Ashenfelter Mark Jeffrey
Wilton Reassurance Co
Majewski Thomas P.
Eagle Point Credit GP I LP
Eagle Point Credit Management LLC
Eagle Point DIF GP I LLC
Frantz Leroy Scott
Rubin Bruce L.
Reardon John Stuart
Shin David S.
Cummins Gerald
Conroy Patrick
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2025-06-30] DFND 209,764 1,954,687
Citadel Advisors LLC [2025-06-30] DFND 1,655,394 1,655,394
Realta Investment Advisors [2025-06-30] SOLE 0 1,243,900
LPL Financial LLC [2025-06-30] SOLE 0 917,424
JW Cole Advisors Inc [2025-06-30] SOLE 0 682,335
Jane Street Group LLC [2025-06-30] DFND 594,696 594,696
Geneos Wealth Management Inc [2025-06-30] SOLE 0 579,347
Delphi Financial Group Inc [2025-06-30] SOLE 560,153 560,153
Osaic Holdings Inc [2025-06-30] DFND 0 500,396
Virtu Financial LLC [2025-06-30] DFND 454,325 454,325
Triumph Capital Management [2025-06-30] SOLE 436,955 441,779
Transce3Nd LLC [2025-06-30] SOLE 0 415,326
TT Capital Management LLC [2025-06-30] SOLE 386,150 386,150
Freestone Capital Holdings, LLC [2025-06-30] DFND 0 355,605
Kestra Advisory Services LLC [2025-06-30] SOLE 0 347,344
M&T Bank Corp [2025-06-30] DFND 306,884 306,884
&Partners [2025-06-30] SOLE 305,307 305,307
Private Advisor Group LLC [2025-06-30] SOLE 0 276,514
Oppenheimer & Co Inc [2025-06-30] SOLE 260,956 260,956
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 230,071
Founders Financial Alliance LLC [2025-06-30] SOLE 0 225,578
Raymond James Financial Inc [2025-06-30] DFND 0 216,966
Samalin Investment Counsel LLC [2025-06-30] SOLE 0 195,696
Arlington Capital Management Inc [2025-06-30] SOLE 0 183,979
Jump Financial, LLC [2025-06-30] DFND 165,964 165,964
Wesbanco Bank Inc [2025-06-30] OTR 147,409 147,409
Choreo LLC [2025-06-30] SOLE 0 146,408
Squarepoint Ops LLC [2025-06-30] DFND 0 137,834
Buska Wealth Management LLC [2025-06-30] SOLE 0 136,450
Aptus Capital Advisors LLC [2025-06-30] SOLE 136,048 136,048
Prev | Page 2 | Next
Terms | Privacy | Guide
tony@aum13f.com