| Due Diligence for Asset Managers |
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Analyze the public filings of asset managers Dive into the EDGAR, IAPD, CAFR source data |
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| Neuralstem Inc | |
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| Ticker | PALI |
| CIK # | 0001357459 |
| CUSIP | 696389105 |
| Sector | Life Sciences - Biological Products, (No Disgnostic Substances) |
| Address | 9700 Great Seneca Highway, Rockville, MD 20850 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Palisade Bio Inc | 2024-05-10 | 4.0 M | Exemption: 506(b) · Duration: One year or less · Commission: $309,999 · Revenue: Decline to Disclose |
| Seneca Biopharma Inc | 2020-01-28 | 7.6 M | Exemption: 506(b) · Duration: One year or less · Commission: $604,444 · Revenue: Decline to Disclose |
| Neuralstem Inc | 2017-05-31 | 0.0 M | Exemption: 506(b) · Minimum: $12,000 · Duration: One year or less · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001357459] | 10-K | |
| [0001357459] | 10-Q | |
| [0001357459] | 3 | |
| [0001357459] | 4 | |
| [0001357459] | 5 | |
| [0001357459] | 8-K | |
| [0001357459] | D | |
| [0001357459] | SC 13D | |
| [0001357459] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
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Finley John David
Common Stock
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2026-02-12 | Sell | 3,896 | $1.75 | 6,818 |
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Jones Mitchell Lawrence
Common Stock
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2026-02-12 | Sell | 1,989 | $1.75 | 3,481 |
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Finley John David
Common Stock
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2026-02-11 | Option exercise | 13,333 | ||
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Jones Mitchell Lawrence
Common Stock
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2026-02-11 | Option exercise | 8,000 | ||
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Finley John David
Restricted Stock Units · derivative
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2026-02-11 | Option exercise | 13,333 | $0.00 | |
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Jones Mitchell Lawrence
Restricted Stock Units · derivative
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2026-02-11 | Option exercise | 8,000 | $0.00 | |
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Finley John David
Restricted Stock Units · derivative
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2026-02-09 | Grant | 2,011,000 | $0.00 | |
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Jones Mitchell Lawrence
Restricted Stock Units · derivative
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2026-02-09 | Grant | 787,000 | $0.00 | |
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Williams Donald Allen
Common Stock
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2026-01-16 | Buy | 5,000 | $1.67 | 8,350 |
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Williams Donald Allen
Common Stock
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2026-01-09 | Buy | 5,000 | $1.88 | 9,400 |
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Williams Donald Allen
Restricted Stock Units · derivative
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2025-10-06 | Grant | 1,538,700 | $0.00 | |
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Jones Mitchell Lawrence
Restricted Stock Units · derivative
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2025-10-06 | Grant | 7,665,800 | $0.00 | |
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Finley John David
Restricted Stock Units · derivative
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2025-10-06 | Grant | 9,179,400 | $0.00 | |
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Wei Binxian
Restricted Stock Units · derivative
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2025-10-06 | Grant | 510,700 | $0.00 | |
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Chuang Emil
Restricted Stock Units · derivative
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2025-10-06 | Grant | 510,700 | $0.00 | |
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Restricted Stock Units · derivative
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2025-10-06 | Grant | 60,600 | $0.00 | |
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Restricted Stock Units · derivative
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2025-10-06 | Grant | 60,600 | $0.00 | |
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Restricted Stock Units · derivative
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2025-10-06 | Grant | 182,000 | $0.00 | |
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Phantom Units · derivative
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2025-09-04 | Grant | 18,800 | $0.00 | |
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Phantom Units · derivative
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2025-09-04 | Grant | 289,000 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 96 | 149,265,837 |
| 2025-12-31 | 86 | 135,864,648 |
| 2025-09-30 | 12 | 119,592 |
| 2025-06-30 | 12 | 84,610 |
| 2025-03-31 | 14 | 296,358 |
| 2024-12-31 | 11 | 234,982 |
| 2024-09-30 | 10 | 106,057 |
| 2024-06-30 | 9 | 65,837 |
| 2024-03-31 | 17 | 970,269 |
| 2023-12-31 | 17 | 306,071 |
| 2023-09-30 | 14 | 149,932 |
| 2023-06-30 | 12 | 134,550 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Simplify Asset Management Inc | [2026-06-30] | SOLE | 450,543 | 450,543 |
| Wealth Enhancement Advisory Services LLC | [2026-06-30] | SOLE | 0 | 29,228 |
| NorthCrest Asset Manangement LLC | [2026-06-30] | SOLE | 0 | 12,203 |
| FNY Investment Advisers LLC | [2026-06-30] | SOLE | 8,500 | 10 | Prev | Page 1 | Next |