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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Rosalind Advisors, Inc.	[2025-06-30]	SOLE	975,462	975,462
AIGH Capital Management LLC	[2025-06-30]	OTR	0	731,571
AIGH Capital Management LLC	[2025-06-30]	SOLE	462,537	462,537
DAFNA Capital Management LLC	[2025-06-30]	SOLE	207,900	207,900
J Goldman & Co LP	[2025-06-30]	SOLE	199,310	199,310
Adar1 Capital Management LLC	[2025-06-30]	SOLE	103,950	103,950
Morgan Stanley	[2025-06-30]	DFND	77,431	77,590
Symmetry Peak Management LLC	[2025-06-30]	SOLE	63,950	63,950
Lumbard & Kellner LLC	[2025-06-30]	SOLE	38,200	38,200
Citadel Advisors LLC	[2025-06-30]	DFND	13,151	13,151
Steward Partners Investment Advisory LLC	[2025-06-30]	SOLE	0	7,346
BNP Paribas Financial Markets	[2025-06-30]	DFND	0	6,234
Northwestern Mutual Wealth Management Co	[2025-06-30]	DFND	0	3,968
Osaic Holdings Inc	[2025-06-30]	DFND	0	467
Raymond James Financial Inc	[2025-06-30]	DFND	0	65
SBI Securities Co., Ltd.	[2025-06-30]	DFND	1	1
Concourse Financial Group Securities Inc	[2025-06-30]	SOLE	0	0
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