RiverNorth Specialty Finance Corp

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RiverNorth Specialty Finance Corp
TickerRSF
CIK #0001644771
CUSIP76882B108
Sector -
Address360 S Rosemary Ave Suite 1420, West Palm Beach, FL 33401
Source [EDGAR]
CIK Filing 2011 - 2026
[0001644771] 3
[0001644771] 4
[0001644771] 5
[0001644771] 8-K
[0001644771] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Nomura Holdings Inc RiverNorth Capital & Income Fund Inc [2025-11-14] 0.0
Osaic Holdings Inc RiverNorth Capital & Income Fund Inc [2025-08-13] 0.0
CSS LLC/IL RiverNorth Capital & Income Fund Inc [2025-07-03] 0.0
Nomura Holdings Inc RiverNorth Capital & Income Fund Inc [2025-02-14] 0.0
Sit Investment Associates Inc RiverNorth Capital & Income Fund Inc [2023-03-06] 19.56
Strategiq Financial Group LLC RiverNorth Specialty Finance Corp [2022-01-31] 5.07
Karpus Management Inc RiverNorth Specialty Finance Corp [2020-08-10] 11.0
Karpus Management Inc RiverNorth Specialty Finance Corp [2020-06-19] 26.8
Form 3/4/5 Filer 2011 - 2026
RiverNorth Specialty Finance Corp
Galley Patrick W
RiverNorth Strategic Holdings LLC
Stanton Janae
Mougin Lisa Bruckert
Hutchens John Wayne
Swanson David
Raio Jerry
Schmucker Brian H
RiverNorth Capital Management LLC
Bartow Philip K III
RiverNorth/DoubleLine Strategic Opportunity Fund Inc
Carter John K
Kelley James G
Steingraber Fred G
Collins Marcus L
Oakes John S
Mohrhardt Jonathan M
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
RiverNorth Strategic Holdings LLC
Common Stock
2025-07-16 Other 2,984 $14.68 43,805
Galley Patrick W
Common Stock
2025-07-16 Other 13,600 $14.68 199,648
Galley Patrick W
Common Stock
2025-07-16 Other 10,033 $14.68 147,284
Galley Patrick W
Common Stock
2025-07-11 Other 39,813 $14.39 572,909
RiverNorth Strategic Holdings LLC
Common Stock
2025-05-29 Buy 1,000 $15.01 15,010
Galley Patrick W
Common Stock
2024-04-26 Grant 68,414 $15.04 1,028,947
Galley Patrick W
Common Stock
2024-03-22 Buy 100 $16.10 1,610
Galley Patrick W
Common Stock
2023-02-03 Buy 16,211 $15.84 256,782
Galley Patrick W
Common Stock
2023-02-03 Buy 7,926 $15.84 125,548
Galley Patrick W
Common Stock
2023-02-03 Buy 18,421 $15.84 291,789
Stanton Janae
Common Stock
2023-01-19 Grant 50 $16.18 809
Galley Patrick W
RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
2022-12-22 Sell 595 $24.81 14,762
Galley Patrick W
RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
2022-12-22 Sell 3,976 $24.82 98,684
Galley Patrick W
RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
2022-12-22 Sell 1,676 $24.83 41,615
Galley Patrick W
RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
2022-12-22 Sell 21 $24.85 522
Galley Patrick W
RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
2022-12-22 Sell 598 $24.87 14,872
Galley Patrick W
RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
2022-12-22 Sell 45 $24.88 1,120
Galley Patrick W
RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
2022-12-22 Sell 182 $24.90 4,532
Galley Patrick W
RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024)
2020-03-27 Buy 185 $23.89 4,420
Galley Patrick W
RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024)
2020-03-27 Buy 15 $23.99 360
showing 20 of 55 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 15 1,639,258
2025-12-31 16 1,700,028
2025-09-30 16 1,401,551
2025-06-30 17 926,171
2025-03-31 18 1,233,503
2024-12-31 20 869,989
2024-09-30 18 728,332
2024-06-30 22 959,428
2024-03-31 25 1,053,020
2023-12-31 16 549,098
2023-09-30 16 613,761
2023-06-30 16 639,368
Form 13F Holdings
Firm Period DFND Voting Shares
Significant Wealth Partners LLC [2026-06-30] SOLE 0 123,933
Corecap Advisors LLC [2026-06-30] SOLE 0 6,500
Highline Wealth Partners LLC [2026-06-30] SOLE 200 200
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