Tri-Continental Corp

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Tri-Continental Corp
TickerTY
CIK #0000099614
CUSIP895436103
Sector -
Address290 Congress Street, Boston, MA 02210
Source [EDGAR]
CIK Filing 2011 - 2026
[0000099614] 3
[0000099614] 4
[0000099614] 5
[0000099614] 8-K
Form 3/4/5 Filer 2011 - 2026
Jin Yan
Tri-Continental Corp
Wiley Christie M
Bender Victoria K
D'Alessandro Joseph
Lukitsh Nancy Therese
Janvier Nicolas
Carlton Pamela G
Truscott William F
Seaman Veronica A
Chiesa Charles H
Waldner Matthew M
Carrig Janet
Asselta Francine
Kutin Joshua
Marc Zeitoun
Moffett David M
Sivaraman Raghavendran
Lee Grace
Hacker Douglas A
Nusinzon Oleg
Beckman Daniel
Tannuzzo Gene R
Petersen Christopher O
Engelking Brian M
Yeager Sandra
Cleasby Jonathan C
King David L
Gallagher Brian J
Santomero Anthony M
Beranek Joseph
Albanese Peter
Couto Scott E
Batejan George S
Boudreau Edward J Jr
Cielinski James Robert
Haugen Anthony P
Shaw Minor M
Condon Brian Matthew
Mergen Melda
Landes William J
Harasimowicz Stephen J
Hawkins William A
Kephart-Strong Geralynn A
Larrenaga Ryan Collins
Paglia Catherine James
Kringdon Joseph Dale
White Todd
Welsh Stephen T
Carmichael William P
Faria Lee
Knight Jeffrey
Poole Kevin G
McGuire Thomas P
Buckley Oliver E
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Tri-Continental Corporation Common Stock
2025-09-04 Sell 151.28 $33.56 5,077
Tri-Continental Corporation Common Stock
2025-08-20 Buy 100 $33.04 3,304
Carlton Pamela G
Tri-Continental Corp. Common Stock
2025-03-07 Sell 1,483 $31.22 46,299
Carlton Pamela G
Tri-Continental Corp. Common Stock
2025-03-07 Sell 332 $31.25 10,375
Truscott William F
Common Stock
2024-11-18 Buy 4,000 $33.60 134,400
Truscott William F
Common Stock
2024-11-08 Gift 2,000 $0.00
Carrig Janet
Tri-Continental Corporation Common Stock
2023-08-29 Sell 27 $27.71 748
Sivaraman Raghavendran
Tri-Continental Corporation Common Stock
2023-07-06 Buy 1,873 $27.06 50,683
Sivaraman Raghavendran
Tri-Continental Corporation Common Stock
2023-07-06 Buy 415 $27.10 11,246
Sivaraman Raghavendran
Tri-Continental Corporation Common Stock
2023-07-06 Buy 712 $27.08 19,281
Lee Grace
Tri-Continental Corporation Common Stock
2022-03-14 Buy 2,000 $29.15 58,300
Beckman Daniel
Tri-Continental Corporation Common Stock
2021-05-06 Buy 325 $34.00 11,050
Petersen Christopher O
Tri-Continental Corporation Common Stock (TY)
2020-11-17 Buy 100 $28.40 2,840
King David L
Tri-Continental Corporation Common Stock
2020-03-02 Buy 100 $26.36 2,636
King David L
Tri-Continental Corporation Common Stock
2020-03-02 Buy 260 $26.37 6,856
King David L
Tri-Continental Corporation Common Stock
2020-03-02 Buy 148 $26.38 3,904
King David L
Tri-Continental Corporation Common Stock
2020-03-02 Buy 150 $26.36 3,954
King David L
Tri-Continental Corporation Common Stock
2020-03-02 Buy 54 $26.60 1,436
King David L
Tri-Continental Corporation Common Stock
2020-03-02 Buy 51 $26.50 1,352
King David L
Tri-Continental Corporation Common Stock
2020-03-02 Buy 822 $26.29 21,610
showing 20 of 194 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 153 6,823,621
2025-12-31 151 6,657,634
2025-09-30 154 6,539,807
2025-06-30 148 5,934,734
2025-03-31 144 5,615,153
2024-12-31 148 6,278,223
2024-09-30 137 6,278,730
2024-06-30 136 5,995,685
2024-03-31 130 7,201,926
2023-12-31 126 6,688,674
2023-09-30 121 5,950,579
2023-06-30 123 5,865,401
Form 13F Holdings
Firm Period DFND Voting Shares
Uncommon Cents Investing LLC [2026-06-30] SOLE 0 159,026
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 156,550 156,550
1620 Investment Advisors Inc [2026-06-30] SOLE 90,360 90,360
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 5,191 80,682
Whitener Capital Management Inc [2026-06-30] SOLE 31,386 31,386
Altus Wealth Group LLC [2026-06-30] SOLE 0 29,314
KIRR Marbach & Co LLC /IN/ [2026-06-30] SOLE 19,882 19,882
Successful Portfolios LLC [2026-06-30] SOLE 15,389 15,389
Crews Bank & Trust [2026-06-30] SOLE 4,434 4,434
GHP Investment Advisors Inc [2026-06-30] SOLE 2,767 2,767
Atwood & Palmer Inc [2026-06-30] SOLE 2,726 2,726
Salem Investment Counselors Inc [2026-06-30] SOLE 1,314 1,314
HM Payson & Co [2026-06-30] OTR 0 1,202
Armstrong Advisory Group Inc [2026-06-30] SOLE 0 1,173
CX Institutional [2026-06-30] SOLE 0 616
Hilltop National Bank [2026-06-30] DFND 370 370
First Pacific Financial [2026-06-30] SOLE 0 218
IFP Advisors LLC [2026-06-30] SOLE 180 180
Strategic Investment Solutions Inc /IL [2026-06-30] SOLE 0 134
Stolper Co [2026-06-30] SOLE 0 65
First PREMIER Bank [2026-06-30] SOLE 16,574 16
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