UBS Group AG

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UBS Group AG
TickerUBS
CIK #0001610520
CUSIPH42097107
SectorFinance - National Commercial Banks
AddressBahnhofstrasse 45, Zurich, CH-8001
Source [EDGAR]
CIK Filing 2011 - 2026
[0001610520] 13F-HR
[0001610520] 3
[0001610520] 4
[0001610520] 6-K
[0001610520] SC 13D
[0001610520] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
UBS Group AG Reviva Pharmaceuticals Holdings Inc [2026-05-07] 0.0
UBS Group AG Amicus Therapeutics Inc [2026-05-07] 0.0
UBS Group AG Apex Tech Acquisition Inc [2026-05-07] 0.0
UBS Group AG AMC Entertainment Holdings Inc [2026-01-30] 0.0
UBS Group AG Nuveen California Municipal Value Fund [2026-01-30] 0.0
UBS Group AG Western Asset Investment Grade Opportunity Trust Inc [2025-04-30] 0.0
UBS Group AG Clorox Co /DE/ [2025-04-25] 0.0
UBS Group AG Renalytix PLC [2025-02-10] 0.0
UBS Group AG Color Star Technology Co Ltd [2025-02-10] 0.0
Norges Bank UBS Group AG [2024-11-08] 5.08
UBS Group AG Infinera Corp [2024-11-06] 0.0
UBS Group AG Rapid7 Inc [2024-11-04] 0.0
UBS Group AG Thornburg Income Builder Opportunities Trust [2024-10-31] 0.0
UBS Group AG Amneal Pharmaceuticals Inc [2024-10-30] 0.0
UBS Group AG Liberty Broadband Corp [2024-10-30] 0.0
UBS Group AG PIMCO Access Income Fund [2024-02-07] 6.67
UBS Group AG Sight Sciences Inc [2024-02-07] 5.9
UBS Group AG Cohen & Steers Ltd Duration Preferred & Income Fund Inc [2024-02-07] 5.07
UBS Group AG Marcus Corp [2024-02-06] 5.28
UBS Group AG Aslan Pharmaceuticals Ltd [2024-02-06] 8.91
UBS Group AG Gabelli Equity Trust Inc [2024-01-18] 12.92
UBS Group AG TG Venture Acquisition Corp [2023-09-08] 16.26
UBS Group AG BlackRock Multi-Sector Opportunities Trust II [2023-06-08] 10.02
UBS Group AG Huya Inc [2023-02-08] 7.93
UBS Group AG RiverNorth/DoubleLine Strategic Opportunity Fund Inc [2023-02-08] 8.03
UBS Group AG Abrdn Global Infrastructure Income Fund [2023-02-08] 5.27
UBS Group AG Vipshop Holdings Ltd [2022-05-10] 13.4
BlackRock Inc UBS Group AG [2022-02-04] 5.1
UBS Group AG Aberdeen Income Credit Strategies Fund [2021-06-09] 20.3
UBS Group AG Gabelli Dividend & Income Trust [2021-05-10] 24.15
UBS Group AG RiverNorth/DoubleLine Strategic Opportunity Fund Inc [2021-02-08] 7.03
UBS Group AG First Majestic Silver Corp [2020-02-11] 5.4
UBS Group AG New York Mortgage Trust Inc [2020-02-11] 5.88
UBS Group AG Waitr Holdings Inc [2020-02-11] 6.68
UBS Group AG Hilton Grand Vacations Inc [2020-02-11] 5.08
UBS Group AG Nuveen Tax Advantaged Total Return Strategy Fund [2020-02-11] 5.69
UBS Group AG Bain Capital Specialty Finance Inc [2020-02-11] 5.61
UBS Group AG Aytu Bioscience Inc [2019-03-08] 16.14
UBS Group AG Proqr Therapeutics NV [2019-02-15] 5.39
UBS Group AG Paratek Pharmaceuticals Inc [2019-02-15] 6.6
UBS Group AG Encore Capital Group Inc [2019-02-15] 5.03
UBS Group AG Mesa Air Group Inc [2019-02-15] 0.29
UBS Group AG DHI Group Inc [2019-02-15] 0.57
UBS Group AG Voyager Therapeutics Inc [2019-02-15] 6.1
UBS Group AG Alphatec Holdings Inc [2019-02-15] 6.86
UBS Group AG Shire PLC [2019-02-15] 0.17
UBS Group AG Silverbow Resources Inc [2019-02-15] 8.66
UBS Group AG Eldorado Resorts Inc [2019-02-15] 6.65
UBS Group AG Orbcomm Inc [2019-02-15] 7.05
UBS Group AG Pandora Media LLC [2019-02-15] 5.51
UBS Group AG Cellectar Biosciences Inc [2019-02-15] 6.84
UBS Group AG Western Asset Mortgage Capital Corp [2019-02-15] 5.87
UBS Group AG Barings BDC Inc [2019-02-15] 5.3
UBS Group AG Sundance Energy Australia Ltd [2019-02-15] 6.38
UBS Group AG Pilgrim Bancshares Inc [2019-02-15] 0.88
UBS Group AG Manitowoc Co Inc [2019-02-15] 5.58
UBS Group AG Consumer Portfolio Services Inc [2019-02-15] 8.81
UBS Group AG New Home Co Inc [2019-02-15] 0.64
UBS Group AG Welbilt Inc [2019-02-15] 7.22
UBS Group AG Falcon Minerals Corp [2019-02-15] 0.27
UBS Group AG Kayne Anderson MLP/Midstream Investment Co [2019-02-15] 5.27
UBS Group AG Alimera Sciences Inc [2019-02-14] 6.99
UBS Group AG Antares Pharma Inc [2019-02-14] 8.34
UBS Group AG Viveve Medical Inc [2019-02-14] 5.2
UBS Group AG Achieve Life Sciences Inc [2019-02-14] 6.74
UBS Group AG Hopfed Bancorp Inc [2019-02-08] 10.41
UBS Group AG Tenet Healthcare Corp [2019-01-23] 12.19
UBS Group AG Nuverra Environmental Solutions Inc [2019-01-11] 44.38
UBS Group AG Hamilton Bancorp Inc [2019-01-11] 10.02
UBS Group AG Valeritas Holdings Inc [2019-01-11] 15.48
UBS Group AG Vical Inc [2019-01-11] 10.64
UBS Group AG Anchor Bancorp [2018-10-10] 10.8
UBS Group AG Pain Therapeutics Inc [2018-09-10] 12.77
UBS Group AG Intellipharmaceutics International Inc [2018-06-11] 16.1
UBS Group AG Ophthotech Corp [2018-06-11] 10.8
UBS Group AG Gabelli Multimedia Trust Inc [2018-05-25] 40.0
UBS Group AG American Energy Group Ltd [2018-02-14] 5.34
UBS Group AG Zillow Group Inc [2018-02-14] 7.3
UBS Group AG Safety Income & Growth Inc [2018-02-13] 8.66
UBS Group AG John Hancock Tax-Advantaged Dividend Income Fund [2018-02-13] 5.36
UBS Group AG Nuveen Tax Advantaged Total Return Strategy Fund [2018-02-13] 5.16
UBS Group AG Western Asset Corporate Loan Fund Inc [2018-02-13] 5.59
UBS Group AG Morgan Stanley Emerging Markets Domestic Debt Fund Inc [2018-02-13] 5.22
UBS Group AG Evogene Ltd [2018-02-13] 5.17
UBS Group AG BlackRock Multi-Sector Income Trust [2018-02-13] 6.97
UBS Group AG Changyoucom Ltd [2018-02-09] 8.62
UBS Group AG Prudential Short Duration High Yield Fund Inc [2018-02-09] 10.65
BlackRock Inc UBS Group AG [2018-02-01] 5.3
UBS Group AG AVIS Budget Group Inc [2017-02-07] 6.55
UBS Group AG Istar Inc [2017-02-07] 5.34
UBS Group AG Crestwood Equity Partners LP [2017-02-07] 5.89
UBS Group AG Ares Dynamic Credit Allocation Fund Inc [2017-02-07] 5.04
UBS Group AG Western Asset Emerging Markets Debt Fund Inc [2017-02-07] 5.24
UBS Group AG Virtus Global Multi-Sector Income Fund [2017-02-07] 5.68
UBS Group AG Sunopta Inc [2017-02-07] 6.66
UBS Group AG Columbia Pipeline Partners LP [2017-02-07] 5.48
UBS Group AG Pacific Biosciences of California Inc [2017-02-07] 6.29
UBS Group AG Parexel International Corp [2017-02-07] 5.97
UBS Group AG Western Asset Managed Municipals Fund Inc [2016-03-14] 35.0
UBS Group AG Western Asset Intermediate Muni Fund Inc [2016-03-14] 19.23
UBS Group AG GI Dynamics Inc [2016-02-10] 6.42
UBS Group AG Sanchez Production Partners LP [2016-02-09] 5.75
UBS Group AG Crane Co /DE/ [2016-02-09] 6.42
UBS Group AG Western Asset Managed High Income Fund Inc [2016-02-09] 5.05
UBS Group AG Consol Energy Inc [2016-02-09] 5.31
UBS Group AG Ellsworth Growth & Income Fund Ltd [2016-02-09] 6.16
UBS Group AG Cheniere Energy Partners LP [2016-02-09] 5.0
UBS Group AG Bancroft Fund Ltd [2016-02-09] 5.66
UBS Group AG Truecar Inc [2016-02-09] 7.97
UBS Group AG American Capital Mortgage Investment Corp [2016-02-09] 5.16
UBS Group AG Apollo Global Management LLC [2016-02-09] 5.65
UBS Group AG UBS AG [2015-05-07] 0.0
UBS Group AG Western Asset Municipal Partners Fund Inc [2015-04-10] 7.57
BlackRock Inc UBS Group AG [2015-02-03] 5.1
UBS Group AG Tuniu Corp [2015-01-21] 7.72
UBS Group AG Autohome Inc [2015-01-21] 7.56
UBS Group AG 500COM Ltd [2015-01-21] 7.99
UBS Group AG OFS Capital Corp [2015-01-21] 5.44
UBS Group AG Western Asset Investment Grade Defined Opportunity Trust Inc [2015-01-21] 7.38
UBS Group AG Herbalife Ltd [2015-01-21] 6.4
UBS Group AG Trulia Inc [2015-01-21] 7.01
UBS Group AG Markwest Energy Partners L P [2015-01-21] 6.13
UBS Group AG Sunoco LP [2015-01-21] 5.31
UBS Group AG Zillow Inc [2015-01-21] 5.29
GIC Private Ltd UBS Group AG [2014-12-16] 7.07
Form 3/4/5 Filer 2011 - 2026
Eaton Vance Senior Income Trust
UBS Group AG
Eaton Vance Senior Floating-Rate Trust
Eaton Vance Ltd Duration Income Fund
Global Star Acquisition Inc
ENDRA Life Sciences Inc
Empery Digital Inc
Gabelli Equity Trust Inc
Gabelli Dividend & Income Trust
Gabelli Multimedia Trust Inc
Edible Garden AG Inc
PIMCO New York Municipal Income Fund
PIMCO California Municipal Income Fund II
PIMCO Corporate & Income Strategy Fund
PIMCO California Municipal Income Fund III
PIMCO New York Municipal Income Fund III
PIMCO Corporate & Income Opportunity Fund
PIMCO California Municipal Income Fund
PIMCO Income Strategy Fund
PIMCO Income Strategy Fund II
PIMCO High Income Fund
PIMCO Municipal Income Fund
PIMCO Municipal Income Fund II
PIMCO Municipal Income Fund III
PIMCO New York Municipal Income Fund II
BNY Mellon Municipal Income Inc
BNY Mellon Strategic Municipals Inc
BNY Mellon Strategic Municipal Bond Fund Inc
Western Asset Managed Municipals Fund Inc
Western Asset Municipal Partners Fund Inc
Western Asset Intermediate Muni Fund Inc
Virtus Convertible & Income Fund II
Virtus Convertible & Income Fund
Alliance California Municipal Income Fund
AllianceBernstein National Municipal Income Fund
Franklin Ltd Duration Income Trust
Pioneer Municipal High Income Advantage Fund Inc
Pioneer Municipal High Income Fund Inc
BlackRock Municipal 2020 Term Trust
Eaton Vance Ohio Municipal Income Trust
Eaton Vance Michigan Municipal Income Trust
Eaton Vance Massachusetts Municipal Income Trust
Eaton Vance New Jersey Municipal Income Trust
Eaton Vance Municipal Income Trust
Eaton Vance Pennsylvania Municipal Income Trust
Eaton Vance California Municipal Income Trust
Eaton Vance New York Municipal Income Trust
Eaton Vance California Municipal Bond Fund II
Eaton Vance Massachusetts Municipal Bond Fund
Eaton Vance Municipal Bond Fund II
Eaton Vance New York Municipal Bond Fund II
Eaton Vance Pennsylvania Municipal Bond Fund
Eaton Vance Michigan Municipal Bond Fund
Eaton Vance New Jersey Municipal Bond Fund
Eaton Vance Ohio Municipal Bond Fund
13F Ownership Over TimeHoldersShares Held
2026-03-31 685 1,182,117,934
2025-12-31 701 1,336,279,191
2025-09-30 629 1,265,974,701
2025-06-30 607 1,366,894,800
2025-03-31 590 1,457,998,512
2024-12-31 577 1,432,025,470
2024-09-30 558 1,450,522,065
2024-06-30 565 1,438,750,534
2024-03-31 548 1,446,094,215
2023-12-31 539 1,379,856,366
2023-09-30 494 1,330,866,873
2023-06-30 463 1,307,494,816
Form 13F Holdings
Firm Period DFND Voting Shares
Assenagon Asset Management SA [2026-06-30] SOLE 16,536,418 16,536,418
Ninety One UK Ltd [2026-06-30] SOLE 3,444,763 7,133,245
ASR Vermogensbeheer NV [2026-06-30] DFND 2,401,020 2,401,020
Crocodile Capital Partners GmbH [2026-06-30] SOLE 1,170,000 1,170,000
Systrade AG [2026-06-30] SOLE 627,300 627,300
Contravisory Investment Management Inc [2026-06-30] SOLE 276,543 276,622
Henry James International Management Inc [2026-06-30] SOLE 272,365 272,365
Value Partners Investments Inc [2026-06-30] SOLE 238,892 238,892
Crossmark Global Holdings Inc [2026-06-30] SOLE 222,503 222,503
QRG Capital Management Inc [2026-06-30] SOLE 201,143 201,143
Exane Asset Management [2026-06-30] SOLE 180,748 180,748
Gradient Investments LLC [2026-06-30] SOLE 0 132,484
Ninety One North America Inc [2026-06-30] SOLE 117,577 117,577
BTC Capital Management Inc [2026-06-30] DFND 0 61,410
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 4,353 54,506
Legacy Wealth Asset Management LLC [2026-06-30] SOLE 51,940 51,940
Mitchell & PAHL Private Wealth LLC [2026-06-30] SOLE 51,081 51,081
Sequoia Financial Advisors LLC [2026-06-30] SOLE 0 50,412
Ballentine Partners LLC [2026-06-30] OTR 0 39,936
CliftonLarsonAllen Wealth Advisors LLC [2026-06-30] SOLE 0 33,990
FCG Investment Co [2026-06-30] SOLE 0 29,563
Chicago Trust Co NA [2026-06-30] SOLE 26,395 28,128
Generali Investments CEE investicni spolecnost as [2026-06-30] SOLE 26,684 26,684
Farther Finance Advisors LLC [2026-06-30] SOLE 0 24,910
GC Wealth Management RIA LLC [2026-06-30] SOLE 23,818 23,818
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 23,592
Versant Capital Management Inc [2026-06-30] SOLE 23,532 23,532
Venturi Wealth Management LLC [2026-06-30] OTR 0 20,559
Net Worth Advisory Group [2026-06-30] SOLE 17,946 17,947
Impact Capital Partners LLC [2026-06-30] DFND 0 17,006
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