Due Diligence for Asset Managers
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Type	Result	AUM

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
JGP Global Gestao de Recursos Ltda	[2026-06-30]	SOLE	3,485,018	66,750
Hennion & Walsh Asset Management Inc	[2026-06-30]	SOLE	29,518	29,518
QRG Capital Management Inc	[2026-06-30]	SOLE	19,436	19,436
Handelsbanken Fonder AB	[2026-06-30]	SOLE	0	7,400
Burns Matteson Capital Management LLC	[2026-06-30]	SOLE	7,204	7,204
Gamma Investing LLC	[2026-06-30]	DFND	3,236	3,236
Toth Financial Advisory Corp	[2026-06-30]	SOLE	300	300
IFP Advisors LLC	[2026-06-30]	SOLE	135	135
Investors Research Corp	[2026-06-30]	SOLE	0	100
Farther Finance Advisors LLC	[2026-06-30]	SOLE	0	59
Retirement Wealth Solutions LLC	[2026-06-30]	SOLE	0	29
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